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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+8.67%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$318M
AUM Growth
-$17M
Cap. Flow
-$129M
Cap. Flow %
-40.58%
Top 10 Hldgs %
41.32%
Holding
181
New
44
Increased
26
Reduced
21
Closed
51

Top Buys

Rank Stock Value
1
FET icon
Forum Energy Technologies
FET
+$7.35M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$4.19M
3
PAR icon
PAR Technology
PAR
+$1.6M
4
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
+$1.35M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.34M

Top Sells

Rank Stock Value
1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$5.71M
2
UTI icon
Universal Technical Institute
UTI
+$3.67M
3
SJR
Shaw Communications Inc.
SJR
+$1.65M
4
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$1.46M
5
KKR icon
KKR & Co
KKR
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 18.07%
2 Financials 11.25%
3 Communication Services 7.4%
4 Energy 4.07%
5 Consumer Discretionary 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAXR
26
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$1.59M 0.5%
23,130
-111,590
-83% -$5.71M
BKI
27
DELISTED
Black Knight, Inc. Common Stock
BKI
$1.57M 0.49%
20,170
+14,020
+228% +$839K
MGI
28
DELISTED
MoneyGram International, Inc. New
MGI
$1.54M 0.48%
109,700
+39,500
+56% +$426K
BN icon
29
Brookfield
BN
$108B
$1.46M 0.46%
49,635
-21,315
-30% -$480K
CVII
30
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$1.44M 0.45%
104,766
+41,560
+66% +$418K
CCVI
31
DELISTED
Churchill Capital Corp VI
CCVI
$1.43M 0.45%
104,780
+51,610
+97% +$519K
RADI
32
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$1.4M 0.44%
+70,810
New +$960K
CVT
33
DELISTED
Cvent Holding Corp. Common Stock
CVT
$1.39M 0.44%
+123,110
New +$888K
SIRE
34
DELISTED
Sisecam Resources LP
SIRE
$1.22M 0.38%
+35,942
New +$880K
INDT
35
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
$1.19M 0.37%
+13,230
New +$857K
AGFS
36
DELISTED
AgroFresh Solutions Inc
AGFS
$1.1M 0.34%
270,846
+181,046
+202% +$539K
TA
37
DELISTED
TravelCenters of America LLC
TA
$1.07M 0.34%
+9,150
New +$601K
FORG
38
DELISTED
ForgeRock, Inc.
FORG
$1.04M 0.33%
37,430
+13,130
+54% +$267K
MNTV
39
DELISTED
Momentive Global Inc. Common Stock
MNTV
$1.03M 0.32%
+81,680
New +$641K
MCHP icon
40
Microchip Technology
MCHP
$40.4B
$1.03M 0.32%
9,060
-4,160
-31% -$332K
NOA
41
North American Construction
NOA
$393M
$1.01M 0.32%
44,910
– –
ATCX
42
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
$972K 0.31%
+59,050
New +$602K
SJR
43
DELISTED
Shaw Communications Inc.
SJR
$972K 0.31%
24,030
-56,990
-70% -$1.65M
KW
44
DELISTED
Kennedy-Wilson Holdings
KW
$923K 0.29%
41,150
-19,790
-32% -$337K
CLDI icon
45
Calidi Biotherapeutics
CLDI
$2.16M
$921K 0.29%
35
+7
+25% +$137K
PRVB
46
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$920K 0.29%
+28,250
New +$355K
FHN icon
47
First Horizon
FHN
$12.1B
$836K 0.26%
34,810
+19,110
+122% +$425K
UNVR
48
DELISTED
Univar Solutions Inc.
UNVR
$819K 0.26%
+17,290
New +$586K
DSEY
49
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
$814K 0.26%
+74,410
New +$472K
CSII
50
DELISTED
Cardiovascular Systems, Inc.
CSII
$814K 0.26%
+30,330
New +$524K
1
2
3 4 5

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PenderFund Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, PenderFund Capital Management held 181 positions worth $318M, down 5.1% from $335M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2023, closing 51 positions and reducing 21 holdings. Its most notable exit was Universal Technical Institute, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Forum Energy Technologies worth $8.62M.

  • PenderFund Capital Management's largest Q1 2023 buy was Forum Energy Technologies: 250,757 shares worth $8.62M.
  • PenderFund Capital Management added most to Nuveen Municipal Credit Income Fund in Q1 2023, an estimated $4.19M increase.
  • PenderFund Capital Management's biggest Q1 2023 reduction was Maxar Technologies Inc. Common Stock, cutting an estimated $5.71M.
  • PenderFund Capital Management fully exited Universal Technical Institute in Q1 2023, selling an estimated $3.67M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $318M portfolio in Q1 2023.
  • PenderFund Capital Management opened 44 new positions and closed 51 in Q1 2023.
  • PenderFund Capital Management's portfolio value fell 5.1% quarter-over-quarter to $318M.

Based on PenderFund Capital Management's 13F filing for Q1 2023, filed 15 May 2023.