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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$335M
AUM Growth
+$15.8M
Cap. Flow
-$129M
Cap. Flow %
-38.34%
Top 10 Hldgs %
44.38%
Holding
212
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$3.77M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$3.47M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.15M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.76M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.57M

Top Sells

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$4.94M
2
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$4.22M
3
EBIX
Ebix Inc
EBIX
+$2.47M
4
JD icon
JD.com
JD
+$1.56M
5
IBKR icon
Interactive Brokers
IBKR
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
26
Brookfield
BN
$109B
$2.01M 0.6%
70,950
+8,104
+13% +$182K
PPLI
27
People Inc
PPLI
$3.28B
$1.73M 0.51%
34,985
-1,219
-3% -$48.2K
SBUX icon
28
Starbucks
SBUX
$121B
$1.49M 0.44%
11,090
+3,100
+39% +$293K
QBTS icon
29
D-Wave Quantum Inc. Common Stock
QBTS
$7.92B
$1.46M 0.43%
747,838
– –
CIGI icon
30
Colliers International
CIGI
$5.17B
$1.4M 0.42%
11,250
+6,070
+117% +$563K
KW
31
DELISTED
Kennedy-Wilson Holdings
KW
$1.3M 0.39%
60,940
+17,440
+40% +$280K
MCHP icon
32
Microchip Technology
MCHP
$42.2B
$1.26M 0.37%
13,220
+3,910
+42% +$269K
NOC icon
33
Northrop Grumman
NOC
$79.2B
$1.21M 0.36%
1,640
-50
-3% -$26.1K
STWD icon
34
Starwood Property Trust
STWD
$6.01B
$1.18M 0.35%
47,400
+14,450
+44% +$288K
MCAG
35
DELISTED
Mountain Crest Acquisition Corp. V Common Stock
MCAG
$1.13M 0.34%
+83,200
New +$832K
MGI
36
DELISTED
MoneyGram International, Inc. New
MGI
$1.03M 0.31%
70,200
+15,400
+28% +$165K
STOR
37
DELISTED
STORE Capital Corporation
STOR
$966K 0.29%
22,250
+9,510
+75% +$302K
AAWW
38
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$959K 0.29%
7,030
+1,700
+32% +$170K
LBRDK icon
39
Liberty Broadband Class C
LBRDK
$5.16B
$909K 0.27%
8,820
+2,310
+35% +$188K
SWIR
40
DELISTED
Sierra Wireless
SWIR
$889K 0.27%
22,650
+1,260
+6% +$37.1K
CVII
41
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$853K 0.25%
63,206
+56,200
+802% +$559K
NOA
42
North American Construction
NOA
$388M
$812K 0.24%
44,910
-1,710
-4% -$21.1K
VIVO
43
DELISTED
Meridian Bioscience Inc
VIVO
$785K 0.23%
17,450
+4,900
+39% +$158K
FORG
44
DELISTED
ForgeRock, Inc.
FORG
$749K 0.22%
+24,300
New +$530K
OBIO icon
45
Orchestra BioMed
OBIO
$253M
$748K 0.22%
+55,300
New +$550K
CLDI icon
46
Calidi Biotherapeutics
CLDI
$2.12M
$731K 0.22%
+28
New +$537K
CCVI
47
DELISTED
Churchill Capital Corp VI
CCVI
$720K 0.21%
53,170
+46,190
+662% +$459K
USER
48
DELISTED
UserTesting, Inc.
USER
$709K 0.21%
+69,700
New +$446K
SPNE
49
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$693K 0.21%
+61,260
New +$413K
ONEM
50
DELISTED
1Life Healthcare
ONEM
$563K 0.17%
24,900
+4,700
+23% +$79.4K
1
2
3 4 5

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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, PenderFund Capital Management held 212 positions worth $335M, up 4.9% from $320M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q4 2022, closing 72 positions and reducing 31 holdings. Its most notable exit was Ebix Inc, an estimated $2.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Nuveen Municipal Credit Income Fund worth $4.91M.

  • PenderFund Capital Management's largest Q4 2022 buy was Nuveen Municipal Credit Income Fund: 300,000 shares worth $4.91M.
  • PenderFund Capital Management added most to Sangoma Technologies in Q4 2022, an estimated $3.77M increase.
  • PenderFund Capital Management's biggest Q4 2022 reduction was Texas Pacific Land, cutting an estimated $4.94M.
  • PenderFund Capital Management fully exited Ebix Inc in Q4 2022, selling an estimated $2.47M.
  • PenderFund Capital Management's ten largest holdings make up 44% of its $335M portfolio in Q4 2022.
  • PenderFund Capital Management opened 29 new positions and closed 72 in Q4 2022.
  • PenderFund Capital Management's portfolio value rose 4.9% quarter-over-quarter to $335M.

Based on PenderFund Capital Management's 13F filing for Q4 2022, filed 10 Feb 2023.