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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$320M
AUM Growth
-$42M
Cap. Flow
-$125M
Cap. Flow %
-38.95%
Top 10 Hldgs %
45.1%
Holding
220
New
41
Increased
73
Reduced
24
Closed
41

Top Buys

Rank Stock Value
1
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$5.99M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$4.05M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$2.07M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.81M
5
DCBO
Docebo
DCBO
+$1.76M

Top Sells

Rank Stock Value
1
SWIR
Sierra Wireless
SWIR
+$5.3M
2
AVNW icon
Aviat Networks
AVNW
+$2.49M
3
BUR icon
Burford Capital
BUR
+$1.68M
4
IBKR icon
Interactive Brokers
IBKR
+$1.59M
5
BIDU icon
Baidu
BIDU
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.38%
3 Communication Services 8.41%
4 Consumer Discretionary 3.74%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
26
Brookfield
BN
$108B
$1.91M 0.6%
62,846
-3,395
-5% -$87.9K
SJR
27
DELISTED
Shaw Communications Inc.
SJR
$1.59M 0.5%
47,320
+30,480
+181% +$807K
BABA icon
28
Alibaba
BABA
$303B
$1.17M 0.37%
10,600
– –
NOC icon
29
Northrop Grumman
NOC
$80B
$1.1M 0.34%
1,690
-1,820
-52% -$867K
BRG
30
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$1.02M 0.32%
27,600
+4,100
+17% +$108K
Y
31
DELISTED
Alleghany Corp
Y
$939K 0.29%
810
+200
+33% +$168K
SBUX icon
32
Starbucks
SBUX
$120B
$930K 0.29%
7,990
– –
KW
33
DELISTED
Kennedy-Wilson Holdings
KW
$929K 0.29%
43,500
– –
SWIR
34
DELISTED
Sierra Wireless
SWIR
$899K 0.28%
21,390
-184,239
-90% -$5.3M
NLSN
35
DELISTED
Nielsen Holdings plc
NLSN
$868K 0.27%
22,670
+1,870
+9% +$48.8K
EDD
36
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$833K 0.26%
150,000
+100,000
+200% +$438K
STWD icon
37
Starwood Property Trust
STWD
$5.81B
$829K 0.26%
32,950
– –
MSTR icon
38
Strategy Inc
MSTR
$37.5B
$792K 0.25%
27,000
– –
MGI
39
DELISTED
MoneyGram International, Inc. New
MGI
$787K 0.25%
54,800
+12,800
+30% +$132K
MCHP icon
40
Microchip Technology
MCHP
$42.7B
$785K 0.25%
+9,310
New +$611K
STON
41
DELISTED
StoneMor Inc.
STON
$769K 0.24%
162,300
+35,300
+28% +$121K
MN
42
DELISTED
MANNING & NAPIER, INC.
MN
$727K 0.23%
+42,880
New +$541K
HIL
43
DELISTED
Hill International, Inc. Common Stock
HIL
$722K 0.23%
+157,500
New +$390K
AAWW
44
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$704K 0.22%
+5,330
New +$470K
LBRDK icon
45
Liberty Broadband Class C
LBRDK
$5.23B
$664K 0.21%
+6,510
New +$693K
RNDB
46
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
$659K 0.21%
+17,690
New +$470K
CIGI icon
47
Colliers International
CIGI
$5.01B
$656K 0.21%
5,180
+980
+23% +$114K
PING
48
DELISTED
Ping Identity Holding Corp.
PING
$646K 0.2%
+16,660
New +$414K
CCXI
49
DELISTED
ChemoCentryx, Inc.
CCXI
$637K 0.2%
+8,930
New +$369K
IPOF
50
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$637K 0.2%
46,150
+27,150
+143% +$271K
1
2
3 4 5

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BIA
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FTC
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WHGAM
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PenderFund Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, PenderFund Capital Management held 220 positions worth $320M, down 12% from $362M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

PenderFund Capital Management withdrew a net $125M in Q3 2022, closing 41 positions and reducing 24 holdings. Its most notable exit was Points.com Inc. Common Shares, an estimated $753K position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in D-Wave Quantum Inc. Common Stock worth $8.14M.

  • PenderFund Capital Management's largest Q3 2022 buy was D-Wave Quantum Inc. Common Stock: 747,838 shares worth $8.14M.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2022, an estimated $2.07M increase.
  • PenderFund Capital Management's biggest Q3 2022 reduction was Sierra Wireless, cutting an estimated $5.3M.
  • PenderFund Capital Management fully exited Points.com Inc. Common Shares in Q3 2022, selling an estimated $753K.
  • PenderFund Capital Management's ten largest holdings make up 45% of its $320M portfolio in Q3 2022.
  • PenderFund Capital Management opened 41 new positions and closed 41 in Q3 2022.
  • PenderFund Capital Management's portfolio value fell 12% quarter-over-quarter to $320M.

Based on PenderFund Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.