PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-4.53%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
-$5.54M
Cap. Flow %
-1.36%
Top 10 Hldgs %
43.36%
Holding
204
New
42
Increased
35
Reduced
22
Closed
27

Top Buys

1
ATEX icon
Anterix
ATEX
$7.07M
2
PAR icon
PAR Technology
PAR
$6.37M
3
SANG
Sangoma Technologies
SANG
$5.04M
4
PTON icon
Peloton Interactive
PTON
$1.34M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$1.02M

Top Sells

1
FTSI
FTS International, Inc. Common Stock
FTSI
$7.34M
2
FLR icon
Fluor
FLR
$6.63M
3
SFIX icon
Stitch Fix
SFIX
$3.88M
4
UTI icon
Universal Technical Institute
UTI
$3.3M
5
SSNC icon
SS&C Technologies
SSNC
$1.98M

Sector Composition

1 Technology 26.67%
2 Financials 10.25%
3 Communication Services 9.42%
4 Consumer Discretionary 6.59%
5 Real Estate 2.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NOC icon
26
Northrop Grumman
NOC
$83.2B
$1.96M 0.48%
3,510
-150
-4% -$83.8K
MSTR icon
27
Strategy Inc Common Stock Class A
MSTR
$93.6B
$1.82M 0.45%
30,000
– –
BABA icon
28
Alibaba
BABA
$325B
$1.59M 0.39%
11,700
-200
-2% -$27.2K
KW icon
29
Kennedy-Wilson Holdings
KW
$1.19B
$1.33M 0.32%
43,500
-2,100
-5% -$64K
DISCK
30
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.17M 0.29%
37,600
– –
WIW
31
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$1.02M 0.25%
+67,799
New +$1.02M
STWD icon
32
Starwood Property Trust
STWD
$7.44B
$996K 0.24%
32,950
-1,300
-4% -$39.3K
COIN icon
33
Coinbase
COIN
$77.7B
$973K 0.24%
4,100
+1,600
+64% +$380K
CIGI icon
34
Colliers International
CIGI
$8.18B
$684K 0.17%
4,200
-100
-2% -$16.3K
FSV icon
35
FirstService
FSV
$9.05B
$597K 0.15%
3,300
+600
+22% +$109K
EPAY
36
DELISTED
Bottomline Technologies Inc
EPAY
$510K 0.12%
7,200
+4,300
+148% +$305K
MIME
37
DELISTED
Mimecast Limited
MIME
$497K 0.12%
+5,000
New +$497K
BRG
38
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$478K 0.12%
+14,400
New +$478K
ROG icon
39
Rogers Corp
ROG
$1.39B
$476K 0.12%
1,400
+950
+211% +$323K
CTXS
40
DELISTED
Citrix Systems Inc
CTXS
$467K 0.11%
+3,700
New +$467K
SJR
41
DELISTED
Shaw Communications Inc.
SJR
$462K 0.11%
11,920
+8,210
+221% +$318K
PLAN
42
DELISTED
Anaplan, Inc.
PLAN
$455K 0.11%
+5,600
New +$455K
ANAT
43
DELISTED
American National Group, Inc. Common Stock
ANAT
$410K 0.1%
1,735
+1,200
+224% +$284K
REGI
44
DELISTED
Renewable Energy Group, Inc.
REGI
$409K 0.1%
+5,400
New +$409K
ECOL
45
DELISTED
US Ecology, Inc.
ECOL
$389K 0.1%
+6,500
New +$389K
NPTN
46
DELISTED
NEOPHOTONICS CORP
NPTN
$388K 0.1%
20,400
+12,100
+146% +$230K
Y
47
DELISTED
Alleghany Corporation
Y
$371K 0.09%
+350
New +$371K
SJI
48
DELISTED
South Jersey Industries, Inc.
SJI
$359K 0.09%
+8,320
New +$359K
TEN
49
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$357K 0.09%
+15,600
New +$357K
CERN
50
DELISTED
Cerner Corp
CERN
$357K 0.09%
+3,050
New +$357K
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