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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$57.8M
Cap. Flow
-$71.1M
Cap. Flow %
-16.14%
Top 10 Hldgs %
43.25%
Holding
187
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$23.1M
2
PTON icon
Peloton Interactive
PTON
+$18.8M
3
SFIX
Stitch Fix
SFIX
+$17.5M
4
Z icon
Zillow
Z
+$6.42M
5
SWIR
Sierra Wireless
SWIR
+$4.91M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$11.7M
2
LILA icon
Liberty Latin America Class A
LILA
+$4.92M
3
LILAK icon
Liberty Latin America Class C
LILAK
+$4.74M
4
KKR icon
KKR & Co
KKR
+$3.95M
5
AXDX
Accelerate Diagnostics
AXDX
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
26
Brookfield
BN
$107B
$3.37M 0.77%
81,920
-12,247
-13% -$387K
MSTR icon
27
Strategy Inc
MSTR
$35.7B
$2.07M 0.47%
30,000
-2,000
-6% -$137K
NOC icon
28
Northrop Grumman
NOC
$77.9B
$1.79M 0.41%
3,660
– –
BABA icon
29
Alibaba
BABA
$309B
$1.79M 0.41%
11,900
+1,600
+16% +$233K
KW
30
DELISTED
Kennedy-Wilson Holdings
KW
$1.38M 0.31%
45,600
– –
SPIR icon
31
Spire Global
SPIR
$475M
$1.27M 0.29%
+37,054
New +$1.5M
DISCK
32
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.09M 0.25%
37,600
– –
STWD icon
33
Starwood Property Trust
STWD
$5.92B
$1.05M 0.24%
34,250
-4,200
-11% -$106K
ENOV icon
34
Enovis
ENOV
$1.81B
$832K 0.19%
8,315
– –
CIGI icon
35
Colliers International
CIGI
$5.08B
$810K 0.18%
4,300
+600
+16% +$85K
COIN icon
36
Coinbase
COIN
$39.8B
$798K 0.18%
+2,500
New +$727K
KLR
37
DELISTED
Kaleyra, Inc.
KLR
$728K 0.17%
16,375
-23,311
-59% -$887K
FSV icon
38
FirstService
FSV
$6.31B
$671K 0.15%
2,700
+200
+8% +$38.6K
NTRA icon
39
Natera
NTRA
$38.7B
$293K 0.07%
+2,478
New +$257K
FBC
40
DELISTED
Flagstar Bancorp, Inc. New
FBC
$237K 0.05%
3,900
+2,900
+290% +$144K
AJRD
41
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$231K 0.05%
3,910
+3,400
+667% +$150K
WBT
42
DELISTED
Welbilt, Inc.
WBT
$213K 0.05%
7,080
+6,000
+556% +$142K
EPAY
43
DELISTED
Bottomline Technologies Inc
EPAY
$207K 0.05%
+2,900
New +$136K
ACBI
44
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$204K 0.05%
5,600
+3,600
+180% +$102K
LEVL
45
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
$200K 0.05%
+4,000
New +$143K
CSPR
46
DELISTED
Casper Sleep Inc.
CSPR
$192K 0.04%
+22,700
New +$121K
PAE
47
DELISTED
PAE Incorporated Class A Common Stock
PAE
$187K 0.04%
+14,900
New +$133K
PSXP
48
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$187K 0.04%
+4,100
New +$153K
CANO.WS
49
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$173K 0.04%
57,198
– –
GWB
50
DELISTED
Great Western Bancorp, Inc.
GWB
$168K 0.04%
+3,900
New +$133K
1
2
3 4 5

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SCP
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PenderFund Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, PenderFund Capital Management held 187 positions worth $441M, up 15% from $383M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

PenderFund Capital Management withdrew a net $71.1M in Q4 2021, closing 30 positions and reducing 17 holdings. Its most notable exit was Cloudera, Inc., an estimated $11.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, PenderFund Capital Management opened a new position in Sangoma Technologies worth $30.6M.

  • PenderFund Capital Management's largest Q4 2021 buy was Sangoma Technologies: 1,401,970 shares worth $30.6M.
  • PenderFund Capital Management added most to Stitch Fix in Q4 2021, an estimated $17.5M increase.
  • PenderFund Capital Management's biggest Q4 2021 reduction was KKR & Co, cutting an estimated $3.95M.
  • PenderFund Capital Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 43% of its $441M portfolio in Q4 2021.
  • PenderFund Capital Management opened 46 new positions and closed 30 in Q4 2021.
  • PenderFund Capital Management's portfolio value rose 15% quarter-over-quarter to $441M.

Based on PenderFund Capital Management's 13F filing for Q4 2021, filed 16 Feb 2022.