PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-3.4%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$441M
AUM Growth
+$441M
Cap. Flow
+$45.6M
Cap. Flow %
10.35%
Top 10 Hldgs %
43.25%
Holding
188
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

1
SANG
Sangoma Technologies
SANG
$30.6M
2
SFIX icon
Stitch Fix
SFIX
$14.6M
3
PTON icon
Peloton Interactive
PTON
$13.9M
4
Z icon
Zillow
Z
$7.2M
5
SWIR
Sierra Wireless
SWIR
$6.53M

Top Sells

1
CLDR
Cloudera, Inc.
CLDR
$11.7M
2
KKR icon
KKR & Co
KKR
$5.04M
3
LILA icon
Liberty Latin America Class A
LILA
$4.92M
4
LILAK icon
Liberty Latin America Class C
LILAK
$4.74M
5
AXDX
Accelerate Diagnostics
AXDX
$3.44M

Sector Composition

1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BN icon
26
Brookfield
BN
$97.7B
$3.37M 0.77%
44,150
-6,600
-13% -$504K
MSTR icon
27
Strategy Inc Common Stock Class A
MSTR
$93.6B
$2.07M 0.47%
3,000
-200
-6% -$138K
NOC icon
28
Northrop Grumman
NOC
$83.2B
$1.79M 0.41%
3,660
– –
BABA icon
29
Alibaba
BABA
$325B
$1.79M 0.41%
11,900
+1,600
+16% +$240K
KW icon
30
Kennedy-Wilson Holdings
KW
$1.19B
$1.38M 0.31%
45,600
– –
SPIR icon
31
Spire Global
SPIR
$274M
$1.27M 0.29%
+296,433
New +$1.27M
DISCK
32
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.09M 0.25%
37,600
– –
STWD icon
33
Starwood Property Trust
STWD
$7.44B
$1.05M 0.24%
34,250
-4,200
-11% -$129K
ENOV icon
34
Enovis
ENOV
$1.75B
$832K 0.19%
14,312
– –
CIGI icon
35
Colliers International
CIGI
$8.18B
$810K 0.18%
4,300
+600
+16% +$113K
COIN icon
36
Coinbase
COIN
$77.7B
$798K 0.18%
+2,500
New +$798K
KLR
37
DELISTED
Kaleyra, Inc.
KLR
$728K 0.17%
57,314
-81,586
-59% -$1.04M
FSV icon
38
FirstService
FSV
$9.05B
$671K 0.15%
2,700
+200
+8% +$49.7K
NTRA icon
39
Natera
NTRA
$23B
$293K 0.07%
+2,478
New +$293K
FBC
40
DELISTED
Flagstar Bancorp, Inc. New
FBC
$237K 0.05%
3,900
+2,900
+290% +$176K
AJRD
41
DELISTED
Aerojet Rocketdyne Holdings, Inc.
AJRD
$231K 0.05%
3,910
+3,400
+667% +$201K
WBT
42
DELISTED
Welbilt, Inc.
WBT
$213K 0.05%
7,080
+6,000
+556% +$181K
EPAY
43
DELISTED
Bottomline Technologies Inc
EPAY
$207K 0.05%
+2,900
New +$207K
ACBI
44
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$204K 0.05%
5,600
+3,600
+180% +$131K
LEVL
45
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
$200K 0.05%
+4,000
New +$200K
CSPR
46
DELISTED
Casper Sleep Inc.
CSPR
$192K 0.04%
+22,700
New +$192K
PSXP
47
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$187K 0.04%
+4,100
New +$187K
PAE
48
DELISTED
PAE Incorporated Class A Common Stock
PAE
$187K 0.04%
+14,900
New +$187K
CANO.WS
49
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$173K 0.04%
57,198
– –
GWB
50
DELISTED
Great Western Bancorp, Inc.
GWB
$168K 0.04%
+3,900
New +$168K
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