PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
-6.34%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$383M
AUM Growth
-$44.5M
Cap. Flow
-$144M
Cap. Flow %
-37.6%
Top 10 Hldgs %
40.65%
Holding
155
New
66
Increased
9
Reduced
23
Closed
13

Top Buys

1
AXDX
Accelerate Diagnostics
AXDX
$3.44M
2
BIDU icon
Baidu
BIDU
$1.21M
3
Z icon
Zillow
Z
$982K
4
PAR icon
PAR Technology
PAR
$935K
5
BABA icon
Alibaba
BABA
$262K

Top Sells

1
SHSP
SharpSpring, Inc.
SHSP
$8.29M
2
VMEO icon
Vimeo
VMEO
$1.88M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$1.56M
4
EGAN icon
eGain
EGAN
$1.44M
5
SSNC icon
SS&C Technologies
SSNC
$1.43M

Sector Composition

1 Technology 21.75%
2 Financials 13.88%
3 Communication Services 11.93%
4 Consumer Discretionary 5.84%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BN icon
26
Brookfield
BN
$99.6B
$3.44M 0.9%
62,778
-13,854
-18% -$760K
AXDX
27
DELISTED
Accelerate Diagnostics
AXDX
$3.44M 0.9%
+46,526
New +$3.44M
MSTR icon
28
Strategy Inc Common Stock Class A
MSTR
$92.9B
$2.34M 0.61%
32,000
– –
IPOF
29
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$2.02M 0.53%
157,200
-1,100
-0.7% -$14.1K
KLR
30
DELISTED
Kaleyra, Inc.
KLR
$1.94M 0.51%
39,686
– –
BABA icon
31
Alibaba
BABA
$312B
$1.93M 0.5%
10,300
+1,400
+16% +$262K
NOC icon
32
Northrop Grumman
NOC
$83B
$1.67M 0.44%
3,660
-300
-8% -$137K
KW icon
33
Kennedy-Wilson Holdings
KW
$1.21B
$1.21M 0.32%
45,600
– –
STWD icon
34
Starwood Property Trust
STWD
$7.52B
$1.19M 0.31%
38,450
– –
DISCK
35
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.16M 0.3%
37,600
– –
HBI icon
36
Hanesbrands
HBI
$2.25B
$917K 0.24%
42,200
-3,800
-8% -$82.6K
ENOV icon
37
Enovis
ENOV
$1.8B
$832K 0.22%
8,315
– –
CIGI icon
38
Colliers International
CIGI
$8.41B
$600K 0.16%
3,700
– –
FSV icon
39
FirstService
FSV
$9.21B
$573K 0.15%
2,500
– –
SOFIW
40
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$386K 0.1%
48,600
– –
CANO.WS
41
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$299K 0.08%
57,198
-3,300
-5% -$17.3K
VMEO icon
42
Vimeo
VMEO
$708M
$220K 0.06%
5,908
-50,490
-90% -$1.88M
HCNEU
43
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$127K 0.03%
10,000
– –
IPOF.WS
44
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$118K 0.03%
49,750
– –
ACBI
45
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$67K 0.02%
+2,000
New +$67K
EBSB
46
DELISTED
Meridian Bancorp, Inc.
EBSB
$66K 0.02%
+2,500
New +$66K
GNOG
47
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$64K 0.02%
+2,900
New +$64K
FBC
48
DELISTED
Flagstar Bancorp, Inc. New
FBC
$64K 0.02%
+1,000
New +$64K
VER
49
DELISTED
VEREIT, Inc.
VER
$63K 0.02%
+1,100
New +$63K
CIT
50
DELISTED
CIT Group Inc.
CIT
$61K 0.02%
+930
New +$61K
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