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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-6.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$44.5M
Cap. Flow
-$128M
Cap. Flow %
-33.44%
Top 10 Hldgs %
40.65%
Holding
153
New
66
Increased
9
Reduced
23
Closed
13

Top Buys

Rank Stock Value
1
AXDX
Accelerate Diagnostics
AXDX
+$3.03M
2
BIDU icon
Baidu
BIDU
+$1.02M
3
Z icon
Zillow
Z
+$890K
4
PAR icon
PAR Technology
PAR
+$770K
5
BABA icon
Alibaba
BABA
+$255K

Top Sells

Rank Stock Value
1
SHSP
SharpSpring, Inc.
SHSP
+$8.29M
2
VMEO
Vimeo
VMEO
+$1.99M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$1.56M
4
EGAN icon
eGain
EGAN
+$1.26M
5
SSNC icon
SS&C Technologies
SSNC
+$1.21M

Sector Composition

Rank Sector Weight
1 Technology 21.75%
2 Financials 13.88%
3 Communication Services 11.93%
4 Consumer Discretionary 5.84%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BN icon
26
Brookfield
BN
$109B
$3.44M 0.9%
94,167
-20,781
-18% -$607K
AXDX
27
DELISTED
Accelerate Diagnostics
AXDX
$3.44M 0.9%
+46,526
New +$3.03M
MSTR icon
28
Strategy Inc
MSTR
$36.1B
$2.34M 0.61%
32,000
– –
IPOF
29
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$2.02M 0.53%
157,200
-1,100
-0.7% -$11K
KLR
30
DELISTED
Kaleyra, Inc.
KLR
$1.94M 0.51%
39,686
– –
BABA icon
31
Alibaba
BABA
$309B
$1.93M 0.5%
10,300
+1,400
+16% +$255K
NOC icon
32
Northrop Grumman
NOC
$79B
$1.67M 0.44%
3,660
-300
-8% -$108K
KW
33
DELISTED
Kennedy-Wilson Holdings
KW
$1.21M 0.32%
45,600
– –
STWD icon
34
Starwood Property Trust
STWD
$5.97B
$1.19M 0.31%
38,450
– –
DISCK
35
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$1.16M 0.3%
37,600
– –
HBI
36
DELISTED
Hanesbrands
HBI
$917K 0.24%
42,200
-3,800
-8% -$71.2K
ENOV icon
37
Enovis
ENOV
$1.73B
$832K 0.22%
8,315
– –
CIGI icon
38
Colliers International
CIGI
$5.14B
$600K 0.16%
3,700
– –
FSV icon
39
FirstService
FSV
$6.33B
$573K 0.15%
2,500
– –
SOFIW
40
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$386K 0.1%
48,600
– –
CANO.WS
41
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$299K 0.08%
57,198
-3,300
-5% -$12.4K
VMEO
42
DELISTED
Vimeo
VMEO
$220K 0.06%
5,908
-50,490
-90% -$1.99M
HCNEU
43
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$127K 0.03%
10,000
– –
IPOF.WS
44
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$118K 0.03%
49,750
– –
ACBI
45
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$67K 0.02%
+2,000
New +$48.8K
EBSB
46
DELISTED
Meridian Bancorp, Inc.
EBSB
$66K 0.02%
+2,500
New +$49.8K
GNOG
47
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$64K 0.02%
+2,900
New +$48.6K
FBC
48
DELISTED
Flagstar Bancorp, Inc. New
FBC
$64K 0.02%
+1,000
New +$47.2K
VER
49
DELISTED
VEREIT, Inc.
VER
$63K 0.02%
+1,100
New +$53.4K
CIT
50
DELISTED
CIT Group Inc.
CIT
$61K 0.02%
+930
New +$47.6K
1
2
3 4 5

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PenderFund Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, PenderFund Capital Management held 153 positions worth $383M, down 10% from $427M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $128M in Q3 2021, closing 13 positions and reducing 23 holdings. Its most notable exit was SharpSpring, Inc., an estimated $8.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Accelerate Diagnostics worth $3.44M.

  • PenderFund Capital Management's largest Q3 2021 buy was Accelerate Diagnostics: 46,526 shares worth $3.44M.
  • PenderFund Capital Management added most to Baidu in Q3 2021, an estimated $1.02M increase.
  • PenderFund Capital Management's biggest Q3 2021 reduction was Vimeo, cutting an estimated $1.99M.
  • PenderFund Capital Management fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $8.29M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $383M portfolio in Q3 2021.
  • PenderFund Capital Management opened 66 new positions and closed 13 in Q3 2021.
  • PenderFund Capital Management's portfolio value fell 10% quarter-over-quarter to $383M.

Based on PenderFund Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.