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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+12.09%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$412M
AUM Growth
+$18.4M
Cap. Flow
-$129M
Cap. Flow %
-31.25%
Top 10 Hldgs %
35.24%
Holding
109
New
27
Increased
15
Reduced
17
Closed
17

Top Buys

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$7.11M
2
BUR icon
Burford Capital
BUR
+$4.52M
3
UTI icon
Universal Technical Institute
UTI
+$4.16M
4
SSNC icon
SS&C Technologies
SSNC
+$3.88M
5
IBKR icon
Interactive Brokers
IBKR
+$3.56M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.53M
2
LEAF
Leaf Group Ltd.
LEAF
+$4.4M
3
EBIX
Ebix Inc
EBIX
+$3.94M
4
PPLI
People Inc
PPLI
+$3.71M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.46M

Sector Composition

Rank Sector Weight
1 Technology 19.65%
2 Communication Services 12.52%
3 Financials 12.42%
4 Consumer Discretionary 5.08%
5 Energy 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAXR
26
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$4.84M 1.17%
101,761
-9,590
-9% -$427K
LEAF
27
DELISTED
Leaf Group Ltd.
LEAF
$4.82M 1.17%
595,039
-737,596
-55% -$4.4M
BN icon
28
Brookfield
BN
$109B
$4.09M 0.99%
136,680
+37,744
+38% +$842K
AT
29
DELISTED
Atlantic Power Corporation
AT
$3.66M 0.89%
+1,008,700
New +$2.83M
TPB icon
30
Turning Point Brands
TPB
$1.68B
$2.93M 0.71%
44,700
-10,400
-19% -$518K
MSTR icon
31
Strategy Inc
MSTR
$37.8B
$2.47M 0.6%
29,000
+6,000
+26% +$424K
IPOF
32
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$2.38M 0.58%
176,500
-22,500
-11% -$303K
NOC icon
33
Northrop Grumman
NOC
$79.2B
$1.61M 0.39%
3,960
+1,560
+65% +$470K
VVR icon
34
Invesco Senior Income Trust
VVR
$459M
$1.58M 0.38%
300,000
– –
BWG
35
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.52M 0.37%
100,000
– –
BPY
36
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.27M 0.31%
56,809
-26,000
-31% -$454K
STWD icon
37
Starwood Property Trust
STWD
$6.01B
$1.2M 0.29%
38,450
– –
KW
38
DELISTED
Kennedy-Wilson Holdings
KW
$1.16M 0.28%
45,600
+6,770
+17% +$127K
HBI
39
DELISTED
Hanesbrands
HBI
$1.14M 0.28%
46,000
– –
ENOV icon
40
Enovis
ENOV
$1.74B
$788K 0.19%
8,315
– –
UUUU.WS
41
DELISTED
Energy Fuels Inc.
UUUU.WS
$732K 0.18%
200,000
– –
OPENW
42
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$565K 0.14%
44,002
-1,000
-2% -$13.9K
FSV icon
43
FirstService
FSV
$6.35B
$392K 0.1%
2,100
+900
+75% +$131K
SOFIW
44
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$335K 0.08%
48,600
– –
CIGI icon
45
Colliers International
CIGI
$5.17B
$259K 0.06%
2,100
– –
VLD
46
DELISTED
Velo3D, Inc.
VLD
$258K 0.06%
+571
New +$217K
LCAAU
47
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$250K 0.06%
+20,000
New +$200K
JWS.WS
48
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$242K 0.06%
60,498
– –
IPOF.WS
49
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$164K 0.04%
49,750
– –
SPKBU
50
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
$125K 0.03%
+10,000
New +$99.7K
1
2
3 4

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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, PenderFund Capital Management held 109 positions worth $412M, up 4.7% from $393M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2021, closing 17 positions and reducing 17 holdings. Its most notable exit was Western Asset Inflation-Linked Opportunities & Income Fund, an estimated $5.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Communication Services and Financials.

Against the trend, PenderFund Capital Management opened a new position in Texas Pacific Land worth $12.7M.

  • PenderFund Capital Management's largest Q1 2021 buy was Texas Pacific Land: 57,105 shares worth $12.7M.
  • PenderFund Capital Management added most to Burford Capital in Q1 2021, an estimated $4.52M increase.
  • PenderFund Capital Management's biggest Q1 2021 reduction was Leaf Group Ltd., cutting an estimated $4.4M.
  • PenderFund Capital Management fully exited Western Asset Inflation-Linked Opportunities & Income Fund in Q1 2021, selling an estimated $5.53M.
  • PenderFund Capital Management's ten largest holdings make up 35% of its $412M portfolio in Q1 2021.
  • PenderFund Capital Management opened 27 new positions and closed 17 in Q1 2021.
  • PenderFund Capital Management's portfolio value rose 4.7% quarter-over-quarter to $412M.

Based on PenderFund Capital Management's 13F filing for Q1 2021, filed 10 May 2021.