PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+12.09%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$412M
AUM Growth
+$412M
Cap. Flow
-$10M
Cap. Flow %
-2.44%
Top 10 Hldgs %
35.24%
Holding
113
New
27
Increased
15
Reduced
17
Closed
17

Top Buys

1
TPL icon
Texas Pacific Land
TPL
$12.7M
2
BUR icon
Burford Capital
BUR
$5.83M
3
SSNC icon
SS&C Technologies
SSNC
$5.04M
4
UTI icon
Universal Technical Institute
UTI
$4.95M
5
IBKR icon
Interactive Brokers
IBKR
$4.53M

Top Sells

1
LEAF
Leaf Group Ltd.
LEAF
$5.98M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$5.53M
3
IAC icon
IAC Inc
IAC
$4.43M
4
EBIX
Ebix Inc
EBIX
$4.11M
5
HHH icon
Howard Hughes
HHH
$3.8M

Sector Composition

1 Technology 19.65%
2 Communication Services 12.52%
3 Financials 12.42%
4 Consumer Discretionary 5.08%
5 Energy 4.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MAXR
26
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$4.84M 1.17%
101,761
-9,590
-9% -$456K
LEAF
27
DELISTED
Leaf Group Ltd.
LEAF
$4.82M 1.17%
595,039
-737,596
-55% -$5.98M
BN icon
28
Brookfield
BN
$97.7B
$4.09M 0.99%
73,150
+20,200
+38% +$1.13M
AT
29
DELISTED
Atlantic Power Corporation
AT
$3.66M 0.89%
+1,008,700
New +$3.66M
TPB icon
30
Turning Point Brands
TPB
$1.75B
$2.93M 0.71%
44,700
-10,400
-19% -$682K
MSTR icon
31
Strategy Inc Common Stock Class A
MSTR
$93.6B
$2.47M 0.6%
2,900
+600
+26% +$512K
IPOF
32
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$2.38M 0.58%
176,500
-22,500
-11% -$303K
NOC icon
33
Northrop Grumman
NOC
$83.2B
$1.61M 0.39%
3,960
+1,560
+65% +$635K
VVR icon
34
Invesco Senior Income Trust
VVR
$556M
$1.58M 0.38%
300,000
– –
BWG
35
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$1.52M 0.37%
100,000
– –
BPY
36
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.27M 0.31%
56,809
-26,000
-31% -$581K
STWD icon
37
Starwood Property Trust
STWD
$7.44B
$1.2M 0.29%
38,450
– –
KW icon
38
Kennedy-Wilson Holdings
KW
$1.19B
$1.16M 0.28%
45,600
+6,770
+17% +$172K
HBI icon
39
Hanesbrands
HBI
$2.17B
$1.14M 0.28%
46,000
– –
ENOV icon
40
Enovis
ENOV
$1.75B
$788K 0.19%
14,312
– –
UUUU.WS
41
DELISTED
Energy Fuels Inc.
UUUU.WS
$732K 0.18%
200,000
– –
OPENW
42
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$565K 0.14%
44,002
-1,000
-2% -$12.8K
FSV icon
43
FirstService
FSV
$9.05B
$392K 0.1%
2,100
+900
+75% +$168K
SOFIW
44
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$335K 0.08%
48,600
– –
CIGI icon
45
Colliers International
CIGI
$8.18B
$259K 0.06%
2,100
– –
VLD
46
DELISTED
Velo3D, Inc.
VLD
$258K 0.06%
+20,000
New +$258K
LCAAU
47
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$250K 0.06%
+20,000
New +$250K
JWS.WS
48
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$242K 0.06%
60,498
– –
IPOF.WS
49
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$164K 0.04%
49,750
– –
SPKBU
50
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
$125K 0.03%
+10,000
New +$125K
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