PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+31.4%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$393M
AUM Growth
+$393M
Cap. Flow
-$30.7M
Cap. Flow %
-7.81%
Top 10 Hldgs %
38.94%
Holding
96
New
22
Increased
5
Reduced
24
Closed
14

Top Buys

1
BUR icon
Burford Capital
BUR
$15.9M
2
BIDU icon
Baidu
BIDU
$11.5M
3
FTSI
FTS International, Inc. Common Stock
FTSI
$4.93M
4
TPB icon
Turning Point Brands
TPB
$3.13M
5
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$3.12M

Top Sells

1
JE
Just Energy Group Inc
JE
$14.4M
2
SFIX icon
Stitch Fix
SFIX
$9.42M
3
EBIX
Ebix Inc
EBIX
$6.08M
4
HBI icon
Hanesbrands
HBI
$5.41M
5
TPL icon
Texas Pacific Land
TPL
$5.41M

Sector Composition

1 Technology 20.41%
2 Communication Services 13.37%
3 Financials 11.17%
4 Consumer Discretionary 5.94%
5 Real Estate 3.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EGAN icon
26
eGain
EGAN
$171M
$4.1M 1.04%
272,401
– –
FAX
27
abrdn Asia-Pacific Income Fund
FAX
$674M
$3.46M 0.88%
610,000
– –
TPB icon
28
Turning Point Brands
TPB
$1.72B
$3.13M 0.79%
+55,100
New +$3.13M
IPOF
29
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$3.12M 0.79%
+199,000
New +$3.12M
SOFI icon
30
SoFi Technologies
SOFI
$29.8B
$3.08M 0.78%
+194,400
New +$3.08M
BLW icon
31
BlackRock Limited Duration Income Trust
BLW
$547M
$3.04M 0.77%
150,000
-150,000
-50% -$3.04M
JE
32
DELISTED
Just Energy Group Inc
JE
$2.92M 0.74%
488,615
-2,419,087
-83% -$14.4M
BN icon
33
Brookfield
BN
$97.3B
$2.79M 0.71%
52,950
– –
WPF
34
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$2.48M 0.63%
+174,100
New +$2.48M
EMD
35
Western Asset Emerging Markets Debt Fund
EMD
$598M
$1.77M 0.45%
+100,000
New +$1.77M
UPLD icon
36
Upland Software
UPLD
$80.8M
$1.73M 0.44%
29,586
-6,000
-17% -$350K
BWG
37
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$1.59M 0.4%
+100,000
New +$1.59M
ALSK
38
DELISTED
Alaska Communications Systems
ALSK
$1.57M 0.4%
+333,802
New +$1.57M
PSTH
39
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$1.55M 0.39%
44,000
-49,000
-53% -$1.73M
BPY
40
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.53M 0.39%
82,809
-19,300
-19% -$355K
VVR icon
41
Invesco Senior Income Trust
VVR
$556M
$1.52M 0.39%
300,000
– –
LUXAU
42
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
$1.49M 0.38%
+100,000
New +$1.49M
SABA
43
Saba Capital Income & Opportunities Fund II
SABA
$256M
$1.4M 0.36%
+200,000
New +$1.4M
MSTR icon
44
Strategy Inc Common Stock Class A
MSTR
$94.8B
$1.14M 0.29%
+2,300
New +$1.14M
LILAK icon
45
Liberty Latin America Class C
LILAK
$1.61B
$1.07M 0.27%
75,574
-7,773
-9% -$110K
STWD icon
46
Starwood Property Trust
STWD
$7.37B
$945K 0.24%
38,450
– –
NOC icon
47
Northrop Grumman
NOC
$82.9B
$931K 0.24%
2,400
– –
KW icon
48
Kennedy-Wilson Holdings
KW
$1.19B
$884K 0.22%
+38,830
New +$884K
HBI icon
49
Hanesbrands
HBI
$2.17B
$854K 0.22%
46,000
-291,511
-86% -$5.41M
FCT
50
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$740K 0.19%
50,000
– –
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