PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+25.63%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$370M
AUM Growth
+$370M
Cap. Flow
+$12.6M
Cap. Flow %
3.41%
Top 10 Hldgs %
38.38%
Holding
77
New
17
Increased
7
Reduced
20
Closed
4

Top Buys

1
SFIX icon
Stitch Fix
SFIX
$6.25M
2
IBKR icon
Interactive Brokers
IBKR
$5.18M
3
EVV
Eaton Vance Limited Duration Income Fund
EVV
$4.59M
4
XYZ
Block, Inc.
XYZ
$4.12M
5
TPL icon
Texas Pacific Land
TPL
$3.43M

Top Sells

1
Z icon
Zillow
Z
$6.46M
2
JD icon
JD.com
JD
$4.49M
3
SSNC icon
SS&C Technologies
SSNC
$3.3M
4
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$3.24M
5
KKR icon
KKR & Co
KKR
$2.43M

Sector Composition

1 Technology 22.49%
2 Consumer Discretionary 6.76%
3 Financials 5.62%
4 Communication Services 5.06%
5 Real Estate 3.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NEA icon
26
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.29B
$3.77M 1.02% 200,000 -100,000 -33% -$1.89M
MUI
27
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$3.75M 1.01% 200,000 -100,000 -33% -$1.87M
TPL icon
28
Texas Pacific Land
TPL
$21.5B
$3.43M 0.93% +4,250 New +$3.43M
FAX
29
abrdn Asia-Pacific Income Fund
FAX
$675M
$3.16M 0.85% 610,000 +100,000 +20% +$517K
MHK icon
30
Mohawk Industries
MHK
$8.24B
$3.05M 0.83% +22,100 New +$3.05M
MSFT icon
31
Microsoft
MSFT
$3.77T
$2.76M 0.75% 10,000 -100 -1% -$27.6K
CIEN icon
32
Ciena
CIEN
$13.3B
$2.75M 0.74% +37,459 New +$2.75M
IPOC.U
33
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
$2.74M 0.74% +170,224 New +$2.74M
CNQ icon
34
Canadian Natural Resources
CNQ
$65.9B
$2.55M 0.69% +108,200 New +$2.55M
BN icon
35
Brookfield
BN
$98.3B
$2.37M 0.64% 52,950 +17,650 +50% +$789K
BIDU icon
36
Baidu
BIDU
$32.8B
$2.36M 0.64% 14,500 -1,200 -8% -$195K
IPOB.U
37
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
$2.3M 0.62% +135,009 New +$2.3M
TWTR
38
DELISTED
Twitter, Inc.
TWTR
$2.28M 0.62% +56,400 New +$2.28M
ANET icon
39
Arista Networks
ANET
$172B
$2.25M 0.61% +7,900 New +$2.25M
AVNW icon
40
Aviat Networks
AVNW
$292M
$2.19M 0.59% +88,198 New +$2.19M
UPLD icon
41
Upland Software
UPLD
$81.4M
$1.68M 0.45% 35,586 – –
MODN
42
DELISTED
MODEL N, INC.
MODN
$1.53M 0.41% +32,454 New +$1.53M
VVR icon
43
Invesco Senior Income Trust
VVR
$561M
$1.41M 0.38% 300,000 -300,000 -50% -$1.41M
BHR.PRB
44
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.1M
$1.39M 0.38% 101,720 – –
SU icon
45
Suncor Energy
SU
$50.1B
$1.09M 0.29% +47,400 New +$1.09M
BBU
46
Brookfield Business Partners
BBU
$2.39B
$956K 0.26% 22,880 – –
STWD icon
47
Starwood Property Trust
STWD
$7.44B
$781K 0.21% 38,450 – –
ENB icon
48
Enbridge
ENB
$105B
$747K 0.2% 18,085 -12,800 -41% -$529K
FCT
49
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$739K 0.2% 50,000 – –
ENOV icon
50
Enovis
ENOV
$1.77B
$671K 0.18% 17,712 -12,905 -42% -$489K
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