PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-13.59%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
-$13.2M
Cap. Flow %
-4.12%
Top 10 Hldgs %
47.54%
Holding
71
New
13
Increased
11
Reduced
7
Closed
13

Top Buys

1
Z icon
Zillow
Z
$9.66M
2
EBIX
Ebix Inc
EBIX
$6.51M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$6.2M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.8M
5
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$5.72M

Top Sells

1
MIDD icon
Middleby
MIDD
$10.7M
2
WYNN icon
Wynn Resorts
WYNN
$8M
3
JD icon
JD.com
JD
$6.53M
4
DBRG icon
DigitalBridge
DBRG
$5.27M
5
SSNC icon
SS&C Technologies
SSNC
$5.04M

Sector Composition

1 Technology 16.57%
2 Communication Services 5.23%
3 Financials 4.54%
4 Consumer Discretionary 4.51%
5 Real Estate 4.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BN icon
26
Brookfield
BN
$97.7B
$2.21M 0.69%
35,300
+2,800
+9% +$175K
BIDU icon
27
Baidu
BIDU
$33.1B
$2.19M 0.68%
15,700
– –
PAR icon
28
PAR Technology
PAR
$1.99B
$2.09M 0.65%
115,400
+2,800
+2% +$50.7K
UPLD icon
29
Upland Software
UPLD
$78.3M
$1.34M 0.42%
35,586
– –
FLR icon
30
Fluor
FLR
$6.93B
$1.32M 0.41%
+136,100
New +$1.32M
ENB icon
31
Enbridge
ENB
$105B
$1.27M 0.4%
30,885
– –
SD icon
32
SandRidge Energy
SD
$428M
$1.17M 0.37%
926,325
– –
PHD
33
Pioneer Floating Rate Fund
PHD
$123M
$1.08M 0.34%
100,000
– –
ENOV icon
34
Enovis
ENOV
$1.75B
$853K 0.27%
30,617
– –
BBU
35
Brookfield Business Partners
BBU
$2.37B
$814K 0.25%
22,880
-47,680
-68% -$1.7M
BHR.PRB
36
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
$794K 0.25%
101,720
+25,000
+33% +$195K
FCT
37
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$669K 0.21%
50,000
-50,000
-50% -$669K
STWD icon
38
Starwood Property Trust
STWD
$7.44B
$608K 0.19%
38,450
+28,600
+290% +$452K
NOC icon
39
Northrop Grumman
NOC
$83.2B
$530K 0.17%
+1,200
New +$530K
DESP
40
DELISTED
Despegar.com
DESP
$304K 0.09%
38,100
– –
BRW
41
Saba Capital Income & Opportunities Fund
BRW
$351M
$261K 0.08%
+50,000
New +$261K
SBUX icon
42
Starbucks
SBUX
$99.2B
$258K 0.08%
2,700
– –
FSV icon
43
FirstService
FSV
$9.05B
$109K 0.03%
+1,000
New +$109K
UUUU.WS
44
DELISTED
Energy Fuels Inc.
UUUU.WS
$83K 0.03%
200,000
– –
QUMU
45
DELISTED
Qumu Corp.
QUMU
– –
-500,000
Closed -$1.69M
TPC
46
Tutor Perini Corporation
TPC
$3.11B
– –
-20,400
Closed -$341K
YTRA icon
47
Yatra Online
YTRA
$87.5M
– –
-54,112
Closed -$221K
WYNN icon
48
Wynn Resorts
WYNN
$13.1B
– –
-44,400
Closed -$8M
TGB
49
Taseko Mines
TGB
$1.08B
– –
-615,959
Closed -$388K
MIDD icon
50
Middleby
MIDD
$6.87B
– –
-75,000
Closed -$10.7M
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