PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+11.47%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$356M
AUM Growth
+$356M
Cap. Flow
-$36.9M
Cap. Flow %
-10.35%
Top 10 Hldgs %
47.22%
Holding
69
New
6
Increased
11
Reduced
12
Closed
13

Top Buys

1
BBU
Brookfield Business Partners
BBU
$3.79M
2
EGAN icon
eGain
EGAN
$3.21M
3
HHH icon
Howard Hughes
HHH
$2.65M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$2.54M
5
BN icon
Brookfield
BN
$1.94M

Top Sells

1
CARB
Carbonite Inc
CARB
$12.3M
2
SWIR
Sierra Wireless
SWIR
$10.2M
3
Z icon
Zillow
Z
$9.44M
4
BIDU icon
Baidu
BIDU
$8.67M
5
TRIP icon
TripAdvisor
TRIP
$8.19M

Sector Composition

1 Technology 19.73%
2 Real Estate 8.33%
3 Consumer Discretionary 8.1%
4 Communication Services 7.76%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FAX
26
abrdn Asia-Pacific Income Fund
FAX
$672M
$2.26M 0.63%
68,333
– –
WIW
27
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$544M
$2.25M 0.63%
150,000
+100,000
+200% +$1.5M
BHR.PRB
28
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
$1.89M 0.53%
76,720
-146
-0.2% -$3.6K
QUMU
29
DELISTED
Qumu Corp.
QUMU
$1.69M 0.48%
+500,000
New +$1.69M
VVR icon
30
Invesco Senior Income Trust
VVR
$556M
$1.67M 0.47%
+300,000
New +$1.67M
UPLD icon
31
Upland Software
UPLD
$78.3M
$1.65M 0.46%
35,586
– –
FCT
32
First Trust Senior Floating Rate Income Fund II
FCT
$264M
$1.63M 0.46%
100,000
– –
ENB icon
33
Enbridge
ENB
$105B
$1.53M 0.43%
+30,885
New +$1.53M
ENOV icon
34
Enovis
ENOV
$1.75B
$1.45M 0.41%
17,788
-1,743
-9% -$142K
PHD
35
Pioneer Floating Rate Fund
PHD
$123M
$1.42M 0.4%
100,000
– –
LLEX
36
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$1.39M 0.39%
+2,825,000
New +$1.39M
EMD
37
Western Asset Emerging Markets Debt Fund
EMD
$595M
$1.12M 0.31%
60,406
– –
DESP
38
DELISTED
Despegar.com
DESP
$667K 0.19%
38,100
– –
TGB
39
Taseko Mines
TGB
$1.08B
$388K 0.11%
615,959
-2,722,360
-82% -$1.71M
TPC
40
Tutor Perini Corporation
TPC
$3.11B
$341K 0.1%
20,400
– –
STWD icon
41
Starwood Property Trust
STWD
$7.44B
$318K 0.09%
9,850
– –
SBUX icon
42
Starbucks
SBUX
$99.2B
$308K 0.09%
2,700
– –
YTRA icon
43
Yatra Online
YTRA
$87.5M
$221K 0.06%
54,112
– –
UUUU.WS
44
DELISTED
Energy Fuels Inc.
UUUU.WS
$146K 0.04%
200,000
– –
KW icon
45
Kennedy-Wilson Holdings
KW
$1.19B
– –
-142,958
Closed -$3.2M
NAD icon
46
Nuveen Quality Municipal Income Fund
NAD
$2.64B
– –
-60,000
Closed -$862K
NQP icon
47
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
– –
-50,000
Closed -$702K
NRK icon
48
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
– –
-160,000
Closed -$2.14M
PXLW icon
49
Pixelworks
PXLW
$44.6M
– –
-18,750
Closed -$927K
TRIP icon
50
TripAdvisor
TRIP
$2B
– –
-208,647
Closed -$8.19M
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