PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-5.72%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$297M
AUM Growth
+$297M
Cap. Flow
-$14.2M
Cap. Flow %
-4.77%
Top 10 Hldgs %
40.55%
Holding
74
New
3
Increased
15
Reduced
17
Closed
7

Top Buys

1
CARB
Carbonite Inc
CARB
$6.31M
2
BB icon
BlackBerry
BB
$2.72M
3
EGAN icon
eGain
EGAN
$2.67M
4
MIDD icon
Middleby
MIDD
$2.64M
5
ACNT icon
Ascent Industries
ACNT
$2.22M

Top Sells

1
KKR icon
KKR & Co
KKR
$4.03M
2
ESI icon
Element Solutions
ESI
$3.84M
3
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$3.73M
4
ASUR icon
Asure Software
ASUR
$3.63M
5
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
$3.53M

Sector Composition

1 Technology 23.8%
2 Consumer Discretionary 9.45%
3 Communication Services 7.71%
4 Real Estate 7.67%
5 Financials 6.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MUI
26
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.53M 0.85%
180,000
-160,000
-47% -$2.24M
ACNT icon
27
Ascent Industries
ACNT
$113M
$2.43M 0.82%
165,005
+150,241
+1,018% +$2.22M
NRK icon
28
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$825M
$2.14M 0.72%
160,000
– –
BWG
29
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$1.96M 0.66%
158,948
– –
TGB
30
Taseko Mines
TGB
$1.08B
$1.9M 0.64%
+3,338,319
New +$1.9M
FAX
31
abrdn Asia-Pacific Income Fund
FAX
$674M
$1.73M 0.58%
410,000
– –
BHR.PRB
32
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
$1.58M 0.53%
76,866
-29,619
-28% -$607K
UPLD icon
33
Upland Software
UPLD
$80.8M
$1.35M 0.45%
35,586
– –
FCT
34
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$1.2M 0.4%
100,000
– –
JE
35
DELISTED
Just Energy Group Inc
JE
$1.11M 0.37%
353,000
-50,600
-13% -$159K
ENOV icon
36
Enovis
ENOV
$1.74B
$1.07M 0.36%
33,617
– –
PHD
37
Pioneer Floating Rate Fund
PHD
$123M
$1.04M 0.35%
100,000
– –
PXLW icon
38
Pixelworks
PXLW
$45.5M
$927K 0.31%
225,000
-482,934
-68% -$1.99M
MCA
39
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$926K 0.31%
65,000
– –
NAD icon
40
Nuveen Quality Municipal Income Fund
NAD
$2.64B
$862K 0.29%
60,000
-150,000
-71% -$2.16M
EMD
41
Western Asset Emerging Markets Debt Fund
EMD
$598M
$838K 0.28%
60,406
– –
NMY
42
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$799K 0.27%
60,000
-265,000
-82% -$3.53M
NQP icon
43
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
$702K 0.24%
50,000
-125,000
-71% -$1.76M
WIW
44
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$546M
$556K 0.19%
50,000
– –
BN icon
45
Brookfield
BN
$97.3B
$474K 0.16%
6,700
-3,500
-34% -$248K
DESP
46
DELISTED
Despegar.com
DESP
$434K 0.15%
+38,100
New +$434K
TPC
47
Tutor Perini Corporation
TPC
$3.12B
$338K 0.11%
+20,400
New +$338K
STWD icon
48
Starwood Property Trust
STWD
$7.37B
$241K 0.08%
9,850
– –
SBUX icon
49
Starbucks
SBUX
$99.1B
$225K 0.08%
2,700
– –
YTRA icon
50
Yatra Online
YTRA
$88.1M
$214K 0.07%
54,112
– –
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