PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-15.92%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$302M
AUM Growth
+$302M
Cap. Flow
-$1.11M
Cap. Flow %
-0.37%
Top 10 Hldgs %
42.9%
Holding
79
New
9
Increased
15
Reduced
17
Closed
8

Top Buys

1
SSNC icon
SS&C Technologies
SSNC
$14.4M
2
KKR icon
KKR & Co
KKR
$10.2M
3
WYNN icon
Wynn Resorts
WYNN
$7.78M
4
MCHP icon
Microchip Technology
MCHP
$7.54M
5
MODN
MODEL N, INC.
MODN
$6.15M

Top Sells

1
LILA icon
Liberty Latin America Class A
LILA
$12.7M
2
ENOV icon
Enovis
ENOV
$10.6M
3
JD icon
JD.com
JD
$6.54M
4
HHH icon
Howard Hughes
HHH
$5.48M
5
BIDU icon
Baidu
BIDU
$5.27M

Sector Composition

1 Technology 21.42%
2 Communication Services 12.27%
3 Consumer Discretionary 12.25%
4 Real Estate 9.53%
5 Materials 6.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PKX icon
26
POSCO
PKX
$15.4B
$3.05M 1.01%
39,252
-14,348
-27% -$1.12M
MUI
27
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$3.04M 1%
240,000
+65,000
+37% +$822K
NAN icon
28
Nuveen New York Quality Municipal Income Fund
NAN
$338M
$2.94M 0.97%
240,000
+15,000
+7% +$184K
MCA
29
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.91M 0.96%
230,000
+55,000
+31% +$695K
BHR.PRB
30
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
$2.39M 0.79%
139,404
+4,757
+4% +$81.6K
PCOM
31
DELISTED
Points.com Inc. Common Shares
PCOM
$1.82M 0.6%
138,260
– –
NQP icon
32
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
$1.77M 0.58%
145,000
+45,000
+45% +$549K
BWG
33
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$1.65M 0.55%
158,948
– –
LILA icon
34
Liberty Latin America Class A
LILA
$1.58B
$1.61M 0.53%
74,148
-586,200
-89% -$12.7M
NRK icon
35
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
$1.52M 0.5%
+130,000
New +$1.52M
VPV icon
36
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
$1.51M 0.5%
130,081
– –
BN icon
37
Brookfield
BN
$97.7B
$1.16M 0.38%
20,894
-4,300
-17% -$239K
EMD
38
Western Asset Emerging Markets Debt Fund
EMD
$597M
$1.11M 0.37%
90,406
– –
ENOV icon
39
Enovis
ENOV
$1.75B
$1.05M 0.35%
33,617
-338,543
-91% -$10.6M
Z icon
40
Zillow
Z
$20.2B
$780K 0.26%
+17,000
New +$780K
FAX
41
abrdn Asia-Pacific Income Fund
FAX
$674M
$774K 0.26%
200,000
– –
PHIIK
42
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$561K 0.19%
186,550
+98,670
+112% +$297K
GOOG icon
43
Alphabet (Google) Class C
GOOG
$2.79T
$512K 0.17%
350
– –
GLIBA
44
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$426K 0.14%
7,300
– –
YTRA icon
45
Yatra Online
YTRA
$87.5M
$345K 0.11%
54,112
-8,588
-14% -$54.8K
DESP
46
DELISTED
Despegar.com
DESP
$344K 0.11%
+18,100
New +$344K
LBTYK icon
47
Liberty Global Class C
LBTYK
$4.1B
$313K 0.1%
10,900
-27,400
-72% -$787K
TU icon
48
Telus
TU
$25.1B
$312K 0.1%
6,770
– –
STWD icon
49
Starwood Property Trust
STWD
$7.44B
$277K 0.09%
9,850
-2,900
-23% -$81.6K
V icon
50
Visa
V
$681B
$267K 0.09%
1,460
– –
1
2
3