PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-0.53%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$322M
AUM Growth
+$322M
Cap. Flow
+$44M
Cap. Flow %
13.67%
Top 10 Hldgs %
48.05%
Holding
77
New
13
Increased
11
Reduced
14
Closed
8

Top Buys

1
LILA icon
Liberty Latin America Class A
LILA
$18.3M
2
JD icon
JD.com
JD
$14.6M
3
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$9.48M
4
HBI icon
Hanesbrands
HBI
$7.28M
5
BIDU icon
Baidu
BIDU
$6.34M

Top Sells

1
SYNT
Syntel Inc
SYNT
$11.7M
2
MATR
Mattersight Corp.
MATR
$9.8M
3
EGC
Energy XXI Gulf Coast, Inc. Common Stock
EGC
$7.68M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$6.99M
5
SWIR
Sierra Wireless
SWIR
$3.59M

Sector Composition

1 Communication Services 18.46%
2 Technology 15.15%
3 Real Estate 11.76%
4 Consumer Discretionary 10.15%
5 Materials 5.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NAN icon
26
Nuveen New York Quality Municipal Income Fund
NAN
$338M
$2.77M 0.86%
225,000
– –
BHR.PRB
27
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
$2.55M 0.79%
+134,647
New +$2.55M
MAXR
28
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$2.36M 0.73%
+59,693
New +$2.36M
PCOM
29
DELISTED
Points.com Inc. Common Shares
PCOM
$2.32M 0.72%
138,260
– –
MUI
30
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.29M 0.71%
175,000
– –
DHXM
31
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$2.27M 0.7%
1,070,600
+553,600
+107% +$1.17M
MCA
32
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.24M 0.7%
175,000
– –
QMCO icon
33
Quantum Corp
QMCO
$96M
$1.89M 0.59%
584,183
+28,134
+5% +$91K
BWG
34
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$1.73M 0.54%
158,948
-20,000
-11% -$218K
VPV icon
35
Invesco Pennsylvania Value Municipal Income Trust
VPV
$179M
$1.55M 0.48%
130,081
-94,919
-42% -$1.13M
BN icon
36
Brookfield
BN
$97.7B
$1.39M 0.43%
25,194
-5,500
-18% -$304K
LBTYK icon
37
Liberty Global Class C
LBTYK
$4.1B
$1.26M 0.39%
+38,300
New +$1.26M
NQP icon
38
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$407M
$1.25M 0.39%
+100,000
New +$1.25M
EMD
39
Western Asset Emerging Markets Debt Fund
EMD
$597M
$1.21M 0.38%
90,406
-20,000
-18% -$268K
PHIIK
40
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$1.08M 0.34%
+87,880
New +$1.08M
FAX
41
abrdn Asia-Pacific Income Fund
FAX
$674M
$828K 0.26%
+200,000
New +$828K
SBUX icon
42
Starbucks
SBUX
$99.2B
$534K 0.17%
7,200
– –
GOOG icon
43
Alphabet (Google) Class C
GOOG
$2.79T
$507K 0.16%
350
– –
GLIBA
44
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$464K 0.14%
7,300
– –
UUUU.WS
45
DELISTED
Energy Fuels Inc.
UUUU.WS
$450K 0.14%
200,000
– –
YTRA icon
46
Yatra Online
YTRA
$87.5M
$441K 0.14%
+62,700
New +$441K
BNS icon
47
Scotiabank
BNS
$78.1B
$375K 0.12%
5,040
– –
STWD icon
48
Starwood Property Trust
STWD
$7.44B
$354K 0.11%
12,750
– –
TU icon
49
Telus
TU
$25.1B
$304K 0.09%
6,770
– –
OAK
50
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$269K 0.08%
5,130
-2,800
-35% -$147K
1
2
3