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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-0.53%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$322M
AUM Growth
+$36.1M
Cap. Flow
+$1.3M
Cap. Flow %
0.4%
Top 10 Hldgs %
48.05%
Holding
77
New
13
Increased
11
Reduced
14
Closed
8

Top Buys

Rank Stock Value
1
JD icon
JD.com
JD
+$16M
2
LILA icon
Liberty Latin America Class A
LILA
+$13M
3
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$7.18M
4
HBI
Hanesbrands
HBI
+$6.37M
5
BIDU icon
Baidu
BIDU
+$5.9M

Top Sells

Rank Stock Value
1
SYNT
Syntel Inc
SYNT
+$11.7M
2
MATR
Mattersight Corp.
MATR
+$9.8M
3
EGC
Energy XXI Gulf Coast, Inc. Common Stock
EGC
+$7.68M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$6.99M
5
SWIR
Sierra Wireless
SWIR
+$2.82M

Sector Composition

Rank Sector Weight
1 Communication Services 18.46%
2 Technology 15.15%
3 Real Estate 11.76%
4 Consumer Discretionary 10.15%
5 Materials 5.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAN icon
26
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$2.77M 0.86%
225,000
– –
BHR.PRB
27
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
$52.7M
$2.55M 0.79%
+134,647
New +$2.6M
MAXR
28
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$2.36M 0.73%
+59,693
New +$2.46M
PCOM
29
DELISTED
Points.com Inc. Common Shares
PCOM
$2.32M 0.72%
138,260
– –
MUI
30
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.29M 0.71%
175,000
– –
DHXM
31
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$2.27M 0.7%
1,070,600
+553,600
+107% +$980K
MCA
32
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.24M 0.7%
175,000
– –
QMCO icon
33
Quantum Corp
QMCO
$419M
$1.89M 0.59%
29,209
+1,407
+5% +$57.4K
BWG
34
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$1.73M 0.54%
158,948
-20,000
-11% -$226K
VPV icon
35
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$1.55M 0.48%
130,081
-94,919
-42% -$1.14M
BN icon
36
Brookfield
BN
$104B
$1.39M 0.43%
70,612
-15,415
-18% -$234K
LBTYK icon
37
Liberty Global Class C
LBTYK
$3.53B
$1.26M 0.39%
+38,300
New +$1.03M
NQP
38
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$1.25M 0.39%
+100,000
New +$1.27M
EMD
39
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.21M 0.38%
90,406
-20,000
-18% -$270K
PHIIK
40
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$1.08M 0.34%
+87,880
New +$768K
FAX
41
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$828K 0.26%
+33,333
New +$847K
SBUX icon
42
Starbucks
SBUX
$120B
$534K 0.17%
7,200
– –
GOOG icon
43
Alphabet (Google) Class C
GOOG
$4.36T
$507K 0.16%
7,000
– –
GLIBA
44
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$464K 0.14%
7,300
– –
UUUU.WS
45
DELISTED
Energy Fuels Inc.
UUUU.WS
$450K 0.14%
200,000
– –
YTRA icon
46
Yatra Online
YTRA
$52.7M
$441K 0.14%
+62,700
New +$346K
BNS icon
47
Scotiabank
BNS
$107B
$375K 0.12%
5,040
– –
STWD icon
48
Starwood Property Trust
STWD
$5.92B
$354K 0.11%
12,750
– –
TU icon
49
Telus
TU
$14.9B
$304K 0.09%
13,540
– –
OAK
50
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$269K 0.08%
5,130
-2,800
-35% -$115K
1
2
3

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PenderFund Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, PenderFund Capital Management held 77 positions worth $322M, up 13% from $286M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

PenderFund Capital Management's Q3 2018 filing shows 13 new, 11 increased, 14 reduced and 8 closed positions. Its largest new stake was JD.com: 488,400 shares worth $14.6M. The largest sale was Syntel Inc, an estimated $11.7M.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, up from 13% a quarter earlier, followed by Technology and Real Estate.

  • PenderFund Capital Management's largest Q3 2018 buy was JD.com: 488,400 shares worth $14.6M.
  • PenderFund Capital Management added most to Hanesbrands in Q3 2018, an estimated $6.37M increase.
  • PenderFund Capital Management's biggest Q3 2018 reduction was Sierra Wireless, cutting an estimated $2.82M.
  • PenderFund Capital Management fully exited Syntel Inc in Q3 2018, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 48% of its $322M portfolio in Q3 2018.
  • PenderFund Capital Management opened 13 new positions and closed 8 in Q3 2018.
  • PenderFund Capital Management's portfolio value rose 13% quarter-over-quarter to $322M.

Based on PenderFund Capital Management's 13F filing for Q3 2018, filed 17 Oct 2018.