PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+12.15%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$286M
AUM Growth
+$286M
Cap. Flow
-$42.3M
Cap. Flow %
-14.79%
Top 10 Hldgs %
50.37%
Holding
80
New
6
Increased
13
Reduced
13
Closed
16

Top Buys

1
LBRDK icon
Liberty Broadband Class C
LBRDK
$8.75M
2
ENOV icon
Enovis
ENOV
$7.25M
3
MIDD icon
Middleby
MIDD
$6.92M
4
SWIR
Sierra Wireless
SWIR
$3.47M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.34M

Top Sells

1
KW icon
Kennedy-Wilson Holdings
KW
$16.1M
2
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$9.02M
3
LILA icon
Liberty Latin America Class A
LILA
$8.75M
4
ZYME icon
Zymeworks
ZYME
$5.36M
5
TRIP icon
TripAdvisor
TRIP
$5.26M

Sector Composition

1 Technology 21.26%
2 Communication Services 12.89%
3 Real Estate 9.43%
4 Materials 7.69%
5 Healthcare 5.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EGAN icon
26
eGain
EGAN
$171M
$2.55M 0.89%
146,713
+107,596
+275% +$1.87M
BHR.PRB
27
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
– –
0
– –
EXFO
28
DELISTED
EXFO INC.
EXFO
$2.44M 0.85%
523,100
-561,300
-52% -$2.62M
MCA
29
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.34M 0.82%
+175,000
New +$2.34M
MUI
30
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$2.31M 0.81%
+175,000
New +$2.31M
BWG
31
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
$2.04M 0.71%
178,948
– –
BN icon
32
Brookfield
BN
$97.7B
$1.69M 0.59%
30,694
-3,000
-9% -$165K
EMD
33
Western Asset Emerging Markets Debt Fund
EMD
$597M
$1.47M 0.51%
110,406
– –
QMCO icon
34
Quantum Corp
QMCO
$96M
$1.34M 0.47%
556,049
-29,700
-5% -$71.6K
DHXM
35
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
$1.26M 0.44%
+517,000
New +$1.26M
GOOG icon
36
Alphabet (Google) Class C
GOOG
$2.79T
$548K 0.19%
350
– –
QTRH
37
DELISTED
Quarterhill Inc. Common Shares
QTRH
$536K 0.19%
399,700
-570,000
-59% -$764K
SD icon
38
SandRidge Energy
SD
$428M
$533K 0.19%
30,049
– –
SBUX icon
39
Starbucks
SBUX
$99.2B
$484K 0.17%
7,200
+2,500
+53% +$168K
GLIBA
40
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$456K 0.16%
+7,300
New +$456K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.08T
$441K 0.15%
1,750
– –
V icon
42
Visa
V
$681B
$433K 0.15%
2,360
– –
OAK
43
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$428K 0.15%
7,930
– –
BNS icon
44
Scotiabank
BNS
$78.1B
$384K 0.13%
5,040
– –
STWD icon
45
Starwood Property Trust
STWD
$7.44B
$374K 0.13%
12,750
– –
TU icon
46
Telus
TU
$25.1B
$327K 0.11%
6,770
– –
SABA
47
Saba Capital Income & Opportunities Fund II
SABA
$259M
$307K 0.11%
50,000
– –
UUUU.WS
48
DELISTED
Energy Fuels Inc.
UUUU.WS
$300K 0.1%
200,000
– –
NWL icon
49
Newell Brands
NWL
$2.64B
$266K 0.09%
+7,300
New +$266K
UL icon
50
Unilever
UL
$158B
$254K 0.09%
3,500
– –
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