Parallel Advisors’s PhenixFIN PFX Stock Holding History

Parallel Advisors’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-25	Closed	-$4K	–	2182
2017 Q1	$4K	Hold	25	–	–	﹤0.01%	1595
2016 Q4	$4K	Buy	+25	New	+$3.82K	﹤0.01%	1450

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $12.4B AUM 25.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Parallel Advisors's PFX Position: Q2 2017 in Review

Parallel Advisors sold out of PhenixFIN (PFX) in Q2 2017, closing a stake of 25 shares — an estimated $4K sold.

Parallel Advisors first reported a position in PFX in Q4 2016 and held it in 2 quarters. The position peaked at $4K in Q1 2017. 98 funds tracked by Wall St. Rank hold PFX as of Q2 2017.

Parallel Advisors reported no remaining PhenixFIN position as of Q2 2017 after selling out during the quarter.
Parallel Advisors sold 25 PhenixFIN shares in Q2 2017, an estimated $4K.
Parallel Advisors first reported a position in PhenixFIN in Q4 2016 and held it in 2 quarters.
Parallel Advisors's PhenixFIN position peaked at $4K in Q1 2017.
98 funds tracked by Wall St. Rank held PhenixFIN as of Q2 2017.

Based on Parallel Advisors's 13F filing for Q2 2017, filed 7 Aug 2017.