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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
-53.26%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$19.4M
AUM Growth
-$144M
Cap. Flow
-$118M
Cap. Flow %
-607.3%
Top 10 Hldgs %
100%
Holding
73
New
2
Increased
1
Reduced
3
Closed
66

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$523K
2
WRLSR
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
+$211

Top Sells

Rank Stock Value
1
INDUW
Industrea Acquisition Corp. Warrant
INDUW
+$8.96M
2
TPGH.WS
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
+$6.9M
3
LOW icon
Lowe's Companies
LOW
+$6.89M
4
ACEL icon
Accel Entertainment
ACEL
+$5.3M
5
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$5.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.13%
2 Financials 4.87%
3 Consumer Discretionary 0%
4 Consumer Staples 0%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIG.RT
51
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
– –
-104,047
Closed -$1.03M
TPGH.WS
52
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
– –
-685,331
Closed -$6.9M
TPGH.U
53
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
– –
-492,552
Closed -$5.24M
IPOA.WS
54
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
– –
-120,589
Closed -$1.2M
MTEC
55
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
– –
-35,000
Closed -$357K
OMAD.WS
56
DELISTED
One Madison Corporation
OMAD.WS
– –
-461,221
Closed -$4.48M
CCC.U
57
DELISTED
Churchill Capital Corp
CCC.U
– –
-350,000
Closed -$3.55M
CMSSW
58
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
– –
-60,000
Closed -$605K
CMSSU
59
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
– –
-129,350
Closed -$1.41M
VEACU
60
DELISTED
Vantage Energy Acquisition Corp. Unit
VEACU
– –
-51,600
Closed -$539K
VEAC
61
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
– –
-112,033
Closed -$1.12M
VEACW
62
DELISTED
Vantage Energy Acquisition Corp.
VEACW
– –
-205,266
Closed -$2.05M
HYAC
63
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-50,000
Closed -$488K
MOSC.U
64
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
– –
-111,400
Closed -$1.14M
DOTAW
65
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
– –
-106,400
Closed -$1.08M
DOTAU
66
DELISTED
Draper Oakwood Technology Acquisition, Inc. Unit
DOTAU
– –
-23,163
Closed -$251K
DOTAR
67
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
– –
-36,361
Closed -$369K
INDUW
68
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
– –
-878,313
Closed -$8.96M
LCAHW
69
DELISTED
Landcadia Holdings, Inc. Warrant
LCAHW
– –
-75,000
Closed -$813K
KAACW
70
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
– –
-409,821
Closed -$4.16M
GSHTW
71
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
– –
-25,000
Closed -$266K
CZR
72
CALL
DELISTED
Caesars Entertainment Corporation
CZR
– –
-100,000
Closed -$1.02M
CZR
73
DELISTED
Caesars Entertainment Corporation
CZR
– –
-130,000
Closed -$1.33M
1 2
3

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HMPV
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Pacific Grove Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Pacific Grove Capital held 73 positions worth $19.4M, down 88% from $163M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Pacific Grove Capital withdrew a net $118M in Q4 2018, closing 66 positions and reducing 3 holdings. Its most notable exit was Industrea Acquisition Corp. Warrant, an estimated $8.96M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 62% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Pacific Grove Capital opened a new position in State Street SPDR S&P 500 ETF Trust worth $485K.

  • Pacific Grove Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 1,940 shares worth $485K.
  • Pacific Grove Capital added most to Pensare Acquisition Corp. Right to purchase 1/10 of common stock in Q4 2018, an estimated $211 increase.
  • Pacific Grove Capital's biggest Q4 2018 reduction was Pensare Acquisition Corp. Warrant, cutting an estimated $20.
  • Pacific Grove Capital fully exited Industrea Acquisition Corp. Warrant in Q4 2018, selling an estimated $8.96M.
  • Pacific Grove Capital's ten largest holdings make up 100% of its $19.4M portfolio in Q4 2018.
  • Pacific Grove Capital opened 2 new positions and closed 66 in Q4 2018.
  • Pacific Grove Capital's portfolio value fell 88% quarter-over-quarter to $19.4M.

Based on Pacific Grove Capital's 13F filing for Q4 2018, filed 14 Feb 2019.