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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
-53.26%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$19.4M
AUM Growth
-$144M
Cap. Flow
-$118M
Cap. Flow %
-607.3%
Top 10 Hldgs %
100%
Holding
73
New
2
Increased
1
Reduced
3
Closed
66

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$523K
2
WRLSR
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
+$211

Top Sells

Rank Stock Value
1
INDUW
Industrea Acquisition Corp. Warrant
INDUW
+$8.96M
2
TPGH.WS
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
+$6.9M
3
LOW icon
Lowe's Companies
LOW
+$6.89M
4
ACEL icon
Accel Entertainment
ACEL
+$5.3M
5
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$5.24M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.13%
2 Financials 4.87%
3 Consumer Discretionary 0%
4 Consumer Staples 0%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRLSW
1
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$10.7M 55.26%
1,055,454
-50
-0% -$20
WRLSR
2
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$3.42M 17.68%
337,817
+560
+0.2% +$211
PZZA icon
3
CALL
Papa John's
PZZA
$710M
$1.69M 8.74%
42,500
-148,700
-78% -$7.5M
TLRY icon
4
PUT
Tilray
TLRY
$570M
$1.41M 7.29%
2,000
-1,000
-33% -$1.1M
NXTP
5
DELISTED
NextPlay Technologies, Inc. Common Stock
NXTP
$943K 4.87%
39,278
– –
TLRY icon
6
CALL
Tilray
TLRY
$570M
$705K 3.64%
+1,000
New +$1.1M
SPY icon
7
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$485K 2.51%
+1,940
New +$523K
ACEL icon
8
Accel Entertainment
ACEL
$939M
– –
-526,067
Closed -$5.3M
ADBE icon
9
Adobe
ADBE
$105B
– –
-4,500
Closed -$1.22M
ADSK icon
10
Autodesk
ADSK
$48B
– –
-8,000
Closed -$1.25M
AL
11
DELISTED
Air Lease Corp
AL
– –
-60,000
Closed -$2.75M
AMZN icon
12
Amazon
AMZN
$2.76T
– –
-20,000
Closed -$2M
BURL icon
13
Burlington
BURL
$14.7B
– –
-10,010
Closed -$1.63M
BYD icon
14
Boyd Gaming
BYD
$5.61B
– –
-49,119
Closed -$1.66M
CRM icon
15
Salesforce
CRM
$213B
– –
-20,000
Closed -$3.18M
GOOG icon
16
Alphabet (Google) Class C
GOOG
$4.23T
– –
-36,000
Closed -$2.15M
HPK icon
17
HighPeak Energy
HPK
$1.07B
– –
-129,400
Closed -$1.26M
PPLI
18
People Inc
PPLI
$2.88B
– –
-27,977
Closed -$1.08M
IQV icon
19
IQVIA
IQV
$43.6B
– –
-17,961
Closed -$2.33M
LOW icon
20
Lowe's Companies
LOW
$111B
– –
-60,000
Closed -$6.89M
LULU icon
21
lululemon athletica
LULU
$11.2B
– –
-14,908
Closed -$2.42M
MGY icon
22
Magnolia Oil & Gas
MGY
$6.6B
– –
-105,474
Closed -$1.58M
PRTH icon
23
Priority Technology Holdings
PRTH
$489M
– –
-35,293
Closed -$343K
PTC icon
24
PTC
PTC
$14.9B
– –
-18,000
Closed -$1.91M
QSR icon
25
Restaurant Brands International
QSR
$27.5B
– –
-34,000
Closed -$2.02M
1
2 3

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TCM
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ACM
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HMPV
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LPC
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CCM
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CAM
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Pacific Grove Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Pacific Grove Capital held 73 positions worth $19.4M, down 88% from $163M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Pacific Grove Capital withdrew a net $118M in Q4 2018, closing 66 positions and reducing 3 holdings. Its most notable exit was Industrea Acquisition Corp. Warrant, an estimated $8.96M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 62% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Pacific Grove Capital opened a new position in State Street SPDR S&P 500 ETF Trust worth $485K.

  • Pacific Grove Capital's largest Q4 2018 buy was State Street SPDR S&P 500 ETF Trust: 1,940 shares worth $485K.
  • Pacific Grove Capital added most to Pensare Acquisition Corp. Right to purchase 1/10 of common stock in Q4 2018, an estimated $211 increase.
  • Pacific Grove Capital's biggest Q4 2018 reduction was Pensare Acquisition Corp. Warrant, cutting an estimated $20.
  • Pacific Grove Capital fully exited Industrea Acquisition Corp. Warrant in Q4 2018, selling an estimated $8.96M.
  • Pacific Grove Capital's ten largest holdings make up 100% of its $19.4M portfolio in Q4 2018.
  • Pacific Grove Capital opened 2 new positions and closed 66 in Q4 2018.
  • Pacific Grove Capital's portfolio value fell 88% quarter-over-quarter to $19.4M.

Based on Pacific Grove Capital's 13F filing for Q4 2018, filed 14 Feb 2019.