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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
+10.4%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$163M
AUM Growth
-$108M
Cap. Flow
-$101M
Cap. Flow %
-61.79%
Top 10 Hldgs %
41.68%
Holding
118
New
31
Increased
15
Reduced
18
Closed
47

Top Buys

Rank Stock Value
1
CCC.U
Churchill Capital Corp
CCC.U
+$3.54M
2
CRM icon
Salesforce
CRM
+$2.97M
3
LOW icon
Lowe's Companies
LOW
+$2.71M
4
SIX
Six Flags Entertainment Corp.
SIX
+$2.46M
5
ACEL icon
Accel Entertainment
ACEL
+$2.4M

Top Sells

Rank Stock Value
1
FSACW
Federal Street Acquisition Corp. Warrant
FSACW
+$21.5M
2
MPACW
Matlin & Partners Acquisition Corporation
MPACW
+$11.9M
3
FG.WS
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
+$10.9M
4
IPOA.U
Social Capital Hedosophia Holdings Corp.
IPOA.U
+$8.11M
5
GTYHW
GTY Technology Holdings, Inc. Warrants
GTYHW
+$6.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.91%
2 Consumer Discretionary 16.04%
3 Technology 6.87%
4 Communication Services 6.07%
5 Industrials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRLSW
1
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$10.5M 6.45%
1,055,504
-15,700
-1% -$9.3K
PZZA icon
2
CALL
Papa John's
PZZA
$710M
$9.8M 6.02%
191,200
+175,800
+1,142% +$8.13M
INDUW
3
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$8.96M 5.5%
878,313
+382,013
+77% +$298K
TPGH.WS
4
DELISTED
TPG Pace Holdings Corp. Warrants, each exercisable for one Class A Ordinary Share at an exercise pri
TPGH.WS
$6.9M 4.24%
685,331
+14,400
+2% +$24K
LOW icon
5
Lowe's Companies
LOW
$111B
$6.89M 4.23%
60,000
+26,000
+76% +$2.71M
XLF icon
6
CALL
State Street Financial Select Sector SPDR ETF
XLF
$54.3B
$5.52M 3.39%
+200,000
New +$5.6M
ACEL icon
7
Accel Entertainment
ACEL
$939M
$5.3M 3.25%
526,067
+238,300
+83% +$2.4M
TPGH.U
8
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$5.24M 3.21%
492,552
-16,640
-3% -$176K
OMAD.WS
9
DELISTED
One Madison Corporation
OMAD.WS
$4.48M 2.75%
461,221
-249,500
-35% -$282K
TLRY icon
10
PUT
Tilray
TLRY
$570M
$4.31M 2.65%
+3,000
New +$1.93M
KAACW
11
DELISTED
Kayne Anderson Acquisition Corp.
KAACW
$4.16M 2.56%
409,821
-504,195
-55% -$745K
GIG.WS
12
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$4.02M 2.47%
403,949
+3,900
+1% +$1.8K
MUDSW
13
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$3.95M 2.42%
406,575
+10,000
+3% +$6.59K
CCC.U
14
DELISTED
Churchill Capital Corp
CCC.U
$3.55M 2.18%
+350,000
New +$3.54M
XLB icon
15
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.35B
$3.41M 2.1%
+126,600
New +$3.73M
YELP icon
16
Yelp
YELP
$1.19B
$3.4M 2.08%
69,000
+29,000
+73% +$1.27M
WRLSR
17
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$3.36M 2.06%
337,257
+33,070
+11% +$15.7K
CRM icon
18
Salesforce
CRM
$213B
$3.18M 1.95%
+20,000
New +$2.97M
AL
19
DELISTED
Air Lease Corp
AL
$2.75M 1.69%
60,000
-40,000
-40% -$1.78M
SIX
20
DELISTED
Six Flags Entertainment Corp.
SIX
$2.53M 1.55%
+36,200
New +$2.46M
YELP icon
21
PUT
Yelp
YELP
$1.19B
$2.52M 1.55%
+51,200
New +$2.24M
LULU icon
22
lululemon athletica
LULU
$11.2B
$2.42M 1.49%
+14,908
New +$2.04M
IQV icon
23
IQVIA
IQV
$43.6B
$2.33M 1.43%
+17,961
New +$2.16M
RP
24
DELISTED
RealPage, Inc.
RP
$2.24M 1.38%
34,000
-38,500
-53% -$2.3M
GOOG icon
25
Alphabet (Google) Class C
GOOG
$4.23T
$2.15M 1.32%
+36,000
New +$2.16M
1
2 3 4 5

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ACM
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HMPV
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LPC
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Pacific Grove Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Pacific Grove Capital held 118 positions worth $163M, down 40% from $271M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pacific Grove Capital withdrew a net $101M in Q3 2018, closing 47 positions and reducing 18 holdings. Its most notable exit was Federal Street Acquisition Corp. Warrant, an estimated $21.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, down from 70% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Pacific Grove Capital opened a new position in Churchill Capital Corp worth $3.55M.

  • Pacific Grove Capital's largest Q3 2018 buy was Churchill Capital Corp: 350,000 shares worth $3.55M.
  • Pacific Grove Capital added most to Lowe's Companies in Q3 2018, an estimated $2.71M increase.
  • Pacific Grove Capital's biggest Q3 2018 reduction was Caesars Entertainment Corporation, cutting an estimated $3.89M.
  • Pacific Grove Capital fully exited Federal Street Acquisition Corp. Warrant in Q3 2018, selling an estimated $21.5M.
  • Pacific Grove Capital's ten largest holdings make up 42% of its $163M portfolio in Q3 2018.
  • Pacific Grove Capital opened 31 new positions and closed 47 in Q3 2018.
  • Pacific Grove Capital's portfolio value fell 40% quarter-over-quarter to $163M.

Based on Pacific Grove Capital's 13F filing for Q3 2018, filed 14 Nov 2018.