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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
+3.97%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$304M
AUM Growth
+$38M
Cap. Flow
-$44.6M
Cap. Flow %
-14.68%
Top 10 Hldgs %
54.98%
Holding
79
New
33
Increased
11
Reduced
15
Closed
20

Top Buys

Rank Stock Value
1
ADSK icon
Autodesk
ADSK
+$10.9M
2
QSR icon
Restaurant Brands International
QSR
+$3.57M
3
GTYHU
GTY Technology Holdings, Inc. Units
GTYHU
+$3.51M
4
YHOO
Yahoo Inc
YHOO
+$3.48M
5
KATE
Kate Spade & Company
KATE
+$3.18M

Top Sells

Rank Stock Value
1
YUM icon
Yum! Brands
YUM
+$15.3M
2
CAB
Cabela's Inc
CAB
+$8.94M
3
AL
Air Lease Corp
AL
+$7.14M
4
DBRG icon
DigitalBridge
DBRG
+$7.06M
5
USFD icon
US Foods
USFD
+$6.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.66%
2 Consumer Discretionary 10.39%
3 Communication Services 9.71%
4 Technology 8.59%
5 Financials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$41.4M 13.61%
185,100
+25,100
+16% +$5.48M
QQQ icon
2
PUT
Invesco QQQ Trust
QQQ
$479B
$29.6M 9.74%
+250,000
New +$29.5M
OEF icon
3
PUT
iShares S&P 100 ETF
OEF
$20.3B
$14.5M 4.78%
+219,100
New +$21.3M
SPY icon
4
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$804B
$13.8M 4.54%
+61,700
New +$13.5M
XLF icon
5
CALL
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$12.9M 4.24%
+554,100
New +$11.9M
INFO
6
DELISTED
IHS Markit Ltd. Common Shares
INFO
$12.5M 4.1%
352,099
+4,300
+1% +$154K
PTC icon
7
PTC
PTC
$14.9B
$12.3M 4.03%
264,927
-108,548
-29% -$5.08M
ADSK icon
8
Autodesk
ADSK
$48B
$11M 3.62%
+148,643
New +$10.9M
NXST icon
9
Nexstar Media Group
NXST
$5.29B
$10.8M 3.55%
170,692
-19,308
-10% -$1.11M
SHW icon
10
Sherwin-Williams
SHW
$78.9B
$8.39M 2.76%
93,669
-3,831
-4% -$339K
YUM icon
11
CALL
Yum! Brands
YUM
$39.6B
$8.2M 2.7%
+129,500
New +$8.13M
TAP icon
12
Molson Coors Class B
TAP
$7.26B
$7.39M 2.43%
75,900
+10,900
+17% +$1.11M
YHOO
13
DELISTED
Yahoo Inc
YHOO
$6.36M 2.09%
164,500
+85,000
+107% +$3.48M
BURL icon
14
Burlington
BURL
$14.7B
$6.28M 2.07%
74,098
-32,902
-31% -$2.66M
BURL icon
15
CALL
Burlington
BURL
$14.7B
$6.12M 2.01%
+72,200
New +$5.83M
DOOR
16
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$5.92M 1.95%
90,000
-37,168
-29% -$2.33M
CPAA
17
DELISTED
Conyers Park Acquisition Corp. Class A Common Stock
CPAA
$5.37M 1.77%
524,838
-7,207
-1% -$75.1K
SGI
18
Somnigroup International
SGI
$14.3B
$5.31M 1.75%
311,196
-420,404
-57% -$6.28M
DBRG icon
19
DigitalBridge
DBRG
$2.99B
$5.14M 1.69%
86,182
-125,068
-59% -$7.06M
FG
20
DELISTED
FGL Holdings Ordinary Shares
FG
$5.06M 1.66%
509,800
-52,600
-9% -$519K
TAP icon
21
CALL
Molson Coors Class B
TAP
$7.26B
$4.87M 1.6%
+50,000
New +$5.1M
JMBA
22
DELISTED
Jamba, Inc.
JMBA
$4.61M 1.52%
447,303
-123,756
-22% -$1.28M
NXEOW
23
DELISTED
Nexeo Solutions, Inc. Warrant
NXEOW
$4.22M 1.39%
6,032,472
-796,906
-12% -$462K
QSR icon
24
CALL
Restaurant Brands International
QSR
$27.5B
$4.19M 1.38%
+88,000
New +$4.06M
SIX
25
DELISTED
Six Flags Entertainment Corp.
SIX
$3.91M 1.28%
65,141
+25,141
+63% +$1.41M
1
2 3 4

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Pacific Grove Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Pacific Grove Capital held 79 positions worth $304M, up 14% from $266M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Pacific Grove Capital withdrew a net $44.6M in Q4 2016, closing 20 positions and reducing 15 holdings. Its most notable exit was Yum! Brands, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 29% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Pacific Grove Capital opened a new position in Autodesk worth $11M.

  • Pacific Grove Capital's largest Q4 2016 buy was Autodesk: 148,643 shares worth $11M.
  • Pacific Grove Capital added most to Yahoo Inc in Q4 2016, an estimated $3.48M increase.
  • Pacific Grove Capital's biggest Q4 2016 reduction was DigitalBridge, cutting an estimated $7.06M.
  • Pacific Grove Capital fully exited Yum! Brands in Q4 2016, selling an estimated $15.3M.
  • Pacific Grove Capital's ten largest holdings make up 55% of its $304M portfolio in Q4 2016.
  • Pacific Grove Capital opened 33 new positions and closed 20 in Q4 2016.
  • Pacific Grove Capital's portfolio value rose 14% quarter-over-quarter to $304M.

Based on Pacific Grove Capital's 13F filing for Q4 2016, filed 14 Feb 2017.