Pacific Grove Capital’s GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock GIG.RT Stock Holding History

Pacific Grove Capital’s Portfolio GIG.RT Stock Details GIG.RT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-104,047	Closed	-$1.03K	–	51
2018 Q3	$1.03K	Hold	104,047	–	–	0.64%	51
2018 Q2	$1.02M	Buy	104,047 +27,557	+36%	+$10.8K	0.38%	59
2018 Q1	$747K	Buy	+76,490	New	+$25.3K	0.25%	65

Other funds holding GIG.RT

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

AQR Arbitrage Greenwich, Connecticut $6.09B AUM 27.01% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

OCAM

Owl Creek Asset Management New York $1.38B AUM 59.67% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

MCM

Moore Capital Management New York $4.92B AUM 35.41% 1-Year Est. Return

6CM

683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

KPF

K2 Principal Fund Toronto, Ontario, Canada $1.43B AUM 29.56% 1-Year Est. Return

Pacific Grove Capital's GIG.RT Position: Q4 2018 in Review

Pacific Grove Capital sold out of GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock (GIG.RT) in Q4 2018, closing a stake of 104,047 shares — an estimated $1.03K sold.

Pacific Grove Capital first reported a position in GIG.RT in Q1 2018 and held it in 3 quarters. The position peaked at $1.02M in Q2 2018. 13 funds tracked by Wall St. Rank hold GIG.RT as of Q4 2018.

Pacific Grove Capital reported no remaining GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock position as of Q4 2018 after selling out during the quarter.
Pacific Grove Capital sold 104,047 GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock shares in Q4 2018, an estimated $1.03K.
Pacific Grove Capital first reported a position in GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock in Q1 2018 and held it in 3 quarters.
Pacific Grove Capital's GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock position peaked at $1.02M in Q2 2018.
13 funds tracked by Wall St. Rank held GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock as of Q4 2018.

Based on Pacific Grove Capital's 13F filing for Q4 2018, filed 14 Feb 2019.