NWI Management’s Lumen LUMN Stock Holding History

NWI Management’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-195,000	Closed	-$5.35M	–	41
2016 Q3	$5.35M	Sell	195,000 -80,000	-29%	-$2.34M	0.56%	21
2016 Q2	$7.98M	Buy	275,000 +75,000	+38%	+$2.18M	0.66%	23
2016 Q1	$6.39M	Sell	200,000 -75,000	-27%	-$2.1M	0.4%	29
2015 Q4	$6.92M	Hold	275,000	–	–	0.66%	25
2015 Q3	$6.91M	Sell	275,000 -50,000	-15%	-$1.38M	1.07%	19
2015 Q2	$9.55M	Hold	325,000	–	–	1.36%	17
2015 Q1	$11.2M	Buy	325,000 +125,000	+63%	+$4.67M	1.4%	18
2014 Q4	$7.92M	Sell	200,000 -50,000	-20%	-$2M	1.14%	19
2014 Q3	$10.2M	Hold	250,000	–	–	1%	18
2014 Q2	$9.05M	Sell	250,000 -50,000	-17%	-$1.79M	2.1%	16
2014 Q1	$9.85M	Sell	300,000 -100,000	-25%	-$3.06M	3.02%	12
2013 Q4	$12.7M	Buy	400,000 +150,000	+60%	+$4.79M	2.28%	10
2013 Q3	$7.84M	Buy	+250,000	New	+$8.51M	1.26%	15

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

NWI Management's LUMN Position: Q4 2016 in Review

NWI Management sold out of Lumen (LUMN) in Q4 2016, closing a stake of 195,000 shares — an estimated $5.35M sold.

NWI Management first reported a position in LUMN in Q3 2013 and held it in 13 quarters. The position peaked at $12.7M in Q4 2013. 664 funds tracked by Wall St. Rank hold LUMN as of Q4 2016.

NWI Management reported no remaining Lumen position as of Q4 2016 after selling out during the quarter.
NWI Management sold 195,000 Lumen shares in Q4 2016, an estimated $5.35M.
NWI Management first reported a position in Lumen in Q3 2013 and held it in 13 quarters.
NWI Management's Lumen position peaked at $12.7M in Q4 2013.
664 funds tracked by Wall St. Rank held Lumen as of Q4 2016.

Based on NWI Management's 13F filing for Q4 2016, filed 13 Feb 2017.