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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.1%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
301
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$212K 0.05%
5,570
-6,440
-54% -$239K
PAYX icon
302
Paychex
PAYX
$42.7B
$210K 0.05%
+3,065
New +$198K
CSGP icon
303
CoStar Group
CSGP
$12.3B
$208K 0.05%
+5,050
New +$194K
BDX icon
304
Becton Dickinson
BDX
$48.7B
$207K 0.05%
+888
New +$198K
OXY icon
305
Occidental Petroleum
OXY
$55.9B
$207K 0.05%
+2,473
New +$198K
IUSV icon
306
iShares Core S&P US Value ETF
IUSV
$27.7B
$206K 0.05%
+3,838
New +$207K
MB
307
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
$205K 0.05%
+5,300
New +$209K
SHOP icon
308
Shopify
SHOP
$195B
$204K 0.05%
14,000
-17,000
-55% -$241K
KHC icon
309
Kraft Heinz
KHC
$30B
$203K 0.05%
+3,234
New +$192K
AIG icon
310
American International
AIG
$41.8B
$202K 0.05%
3,814
-106
-3% -$5.74K
CIM
311
Chimera Investment
CIM
$1B
$202K 0.05%
3,675
– –
GD icon
312
General Dynamics
GD
$106B
$202K 0.05%
1,082
-7
-0.6% -$1.43K
PRLB icon
313
Protolabs
PRLB
$2.13B
$201K 0.05%
+1,689
New +$207K
JHS
314
John Hancock Income Securities Trust
JHS
$127M
$200K 0.05%
14,925
– –
YPF icon
315
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$192K 0.05%
14,125
-250
-2% -$4.88K
GASS icon
316
StealthGas
GASS
$319M
$176K 0.04%
44,400
-6,100
-12% -$24.5K
FAM
317
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$175K 0.04%
17,409
-3,287
-16% -$35K
VGM icon
318
Invesco Trust Investment Grade Municipals
VGM
$564M
$174K 0.04%
14,070
– –
JMM icon
319
Nuveen Multi-Market Income Fund
JMM
$54.7M
$166K 0.04%
23,757
+46
+0.2% +$327
AMD icon
320
Advanced Micro Devices
AMD
$789B
$164K 0.04%
10,916
-450
-4% -$5.72K
RBBN icon
321
Ribbon Communications
RBBN
$383M
$140K 0.03%
19,690
– –
CSQ icon
322
Calamos Strategic Total Return Fund
CSQ
$3.35B
$136K 0.03%
10,700
– –
TEI
323
Templeton Emerging Markets Income Fund
TEI
$321M
$125K 0.03%
12,136
– –
GPM
324
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$116K 0.03%
13,704
-251
-2% -$2.14K
TWI icon
325
Titan International
TWI
$475M
$113K 0.03%
10,515
-2,540
-19% -$29.4K
11 12
13
14 15

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.