Nuveen Asset Management’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-725,000	Closed	-$20.8M	–	3246
2019 Q1	$20.8M	Sell	725,000 -221,000	-23%	-$6.35M	0.11%	297
2018 Q4	$23.4M	Hold	946,000	–	–	0.15%	222
2018 Q3	$29.9M	Buy	+946,000	New	+$29.9M	0.16%	201