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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$525M
AUM Growth
+$60.7M
Cap. Flow
+$50.4M
Cap. Flow %
9.6%
Top 10 Hldgs %
91.81%
Holding
455
New
82
Increased
23
Reduced
19
Closed
329

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.2M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.8M
3
BND icon
Vanguard Total Bond Market
BND
+$5.99M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.19M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.76M

Top Sells

Rank Stock Value
1
WBIH
WBI BullBear Global High Income ETF
WBIH
+$48K
2
WBII
WBI BullBear Global Income ETF
WBII
+$41K
3
NSC icon
Norfolk Southern
NSC
+$38K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37K
5
AAPL icon
Apple
AAPL
+$30.6K

Sector Composition

Rank Sector Weight
1 Real Estate 0.01%
2 Financials 0.01%
3 Technology 0.01%
4 Industrials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
376
WEC Energy
WEC
$34.6B
– –
-57
Closed -$3K
WFC icon
377
Wells Fargo
WFC
$265B
– –
-150
Closed -$8K
WMT icon
378
Walmart Inc
WMT
$897B
– –
-3
Closed –
WPP icon
379
WPP
WPP
$5.76B
– –
-32
Closed -$3K
WSM icon
380
Williams-Sonoma
WSM
$29.5B
– –
-60
Closed -$2K
XLF icon
381
State Street Financial Select Sector SPDR ETF
XLF
$59B
– –
-114
Closed -$2K
XLY icon
382
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
– –
-64
Closed -$2K
ZION icon
383
Zions Bancorporation
ZION
$10.3B
– –
-40
Closed -$1K
GAP
384
The Gap Inc
GAP
$7.74B
– –
-90
Closed -$3K
JOYY
385
JOYY Inc
JOYY
$3.77B
– –
-20
Closed -$1K
INFN
386
DELISTED
Infinera Corporation Common Stock
INFN
– –
-80
Closed -$2K
SRCL
387
DELISTED
Stericycle Inc
SRCL
– –
-47
Closed -$7K
TUP
388
DELISTED
Tupperware Brands Corporation
TUP
– –
-1
Closed –
SPLK
389
DELISTED
Splunk Inc
SPLK
– –
-27
Closed -$1K
SVVC
390
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-24
Closed –
HYLD
391
DELISTED
High Yield ETF
HYLD
– –
-112
Closed -$4K
ABB
392
DELISTED
ABB Ltd
ABB
– –
-95
Closed -$2K
FRC
393
DELISTED
First Republic Bank
FRC
– –
-30
Closed -$2K
WBII
394
DELISTED
WBI BullBear Global Income ETF
WBII
– –
-1,628
Closed -$41K
MNDT
395
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-23
Closed -$1K
RDS.A
396
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-1
Closed –
RDS.B
397
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-36
Closed -$2K
MXIM
398
DELISTED
Maxim Integrated Products
MXIM
– –
-60
Closed -$2K
WBIE
399
DELISTED
WBI BullBear Rising Income 3000 ETF
WBIE
– –
-323
Closed -$7K
VAR
400
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-79
Closed -$5K
14 15
16
17 18

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MCM
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ZAM
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SFP
Santa Fe Partners Santa Fe, New Mexico $608M AUM 8.76% 1-Year Est. Return
VFAM
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BAMS
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MSU
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q4 2015 Portfolio in Review

As of Q4 2015, Northwestern Mutual Investment Services held 455 positions worth $525M, up 13% from $465M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Northwestern Mutual Investment Services deployed $50.4M of net new capital in Q4 2015, opening 82 new positions and adding to 23 existing holdings. Its largest new stake was DNP Select Income Fund: 5,475 shares worth $49K.

By sector, the portfolio is most concentrated in Real Estate at 0.01% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Apple, an estimated $30.6K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2015 buy was DNP Select Income Fund: 5,475 shares worth $49K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $14.2M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2015 reduction was Apple, cutting an estimated $30.6K.
  • Northwestern Mutual Investment Services fully exited WBI BullBear Global High Income ETF in Q4 2015, selling an estimated $48K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 92% of its $525M portfolio in Q4 2015.
  • Northwestern Mutual Investment Services opened 82 new positions and closed 329 in Q4 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 13% quarter-over-quarter to $525M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2015, filed 16 Feb 2016.