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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$525M
AUM Growth
+$60.7M
Cap. Flow
+$50.4M
Cap. Flow %
9.6%
Top 10 Hldgs %
91.81%
Holding
455
New
82
Increased
23
Reduced
19
Closed
329

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.2M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.8M
3
BND icon
Vanguard Total Bond Market
BND
+$5.99M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.19M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.76M

Top Sells

Rank Stock Value
1
WBIH
WBI BullBear Global High Income ETF
WBIH
+$48K
2
WBII
WBI BullBear Global Income ETF
WBII
+$41K
3
NSC icon
Norfolk Southern
NSC
+$38K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37K
5
AAPL icon
Apple
AAPL
+$30.6K

Sector Composition

Rank Sector Weight
1 Real Estate 0.01%
2 Financials 0.01%
3 Technology 0.01%
4 Industrials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
326
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
– –
-87
Closed -$2K
STT icon
327
State Street
STT
$51.3B
– –
-53
Closed -$4K
STX icon
328
Seagate
STX
$182B
– –
-1
Closed –
SU icon
329
Suncor Energy
SU
$73.4B
– –
-74
Closed -$2K
SUPN icon
330
Supernus Pharmaceuticals
SUPN
$2.74B
– –
-41
Closed -$1K
SYF icon
331
Synchrony
SYF
$25.4B
– –
-2
Closed –
SYY icon
332
Sysco
SYY
$40.1B
– –
-65
Closed -$3K
T icon
333
AT&T
T
$165B
– –
-159
Closed -$4K
TEVA icon
334
Teva Pharmaceuticals
TEVA
$42.1B
– –
-66
Closed -$4K
TEX icon
335
Terex
TEX
$7.58B
– –
-82
Closed -$1K
TFC icon
336
Truist Financial
TFC
$63.4B
– –
-51
Closed -$2K
TGT icon
337
Target
TGT
$69B
– –
-32
Closed -$3K
TIP icon
338
iShares TIPS Bond ETF
TIP
$14.7B
$0 ﹤0.01%
4
-185
-98% -$20.4K
TJX icon
339
TJX Companies
TJX
$175B
– –
-2
Closed –
TM icon
340
Toyota
TM
$224B
– –
-14
Closed -$2K
TNDM icon
341
Tandem Diabetes Care
TNDM
$1.59B
– –
-2
Closed –
TNL icon
342
Travel + Leisure Co
TNL
$4.5B
– –
-40
Closed -$1K
TOL icon
343
Toll Brothers
TOL
$14B
– –
-30
Closed -$1K
TPR icon
344
Tapestry
TPR
$33.3B
– –
-409
Closed -$12K
TROW icon
345
T. Rowe Price
TROW
$24.3B
– –
-34
Closed -$2K
TSLA icon
346
Tesla
TSLA
$1.31T
– –
-150
Closed -$2K
TSM icon
347
TSMC
TSM
$2.17T
– –
-110
Closed -$2K
TSN icon
348
Tyson Foods
TSN
$20.1B
– –
-1
Closed –
TT icon
349
Trane Technologies
TT
$105B
– –
-2
Closed –
TV icon
350
Televisa
TV
$1.52B
– –
-58
Closed -$2K
12 13
14
15 16

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MCM
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ZAM
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SFP
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VFAM
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BAMS
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MSU
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q4 2015 Portfolio in Review

As of Q4 2015, Northwestern Mutual Investment Services held 455 positions worth $525M, up 13% from $465M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Northwestern Mutual Investment Services deployed $50.4M of net new capital in Q4 2015, opening 82 new positions and adding to 23 existing holdings. Its largest new stake was DNP Select Income Fund: 5,475 shares worth $49K.

By sector, the portfolio is most concentrated in Real Estate at 0.01% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Apple, an estimated $30.6K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2015 buy was DNP Select Income Fund: 5,475 shares worth $49K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $14.2M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2015 reduction was Apple, cutting an estimated $30.6K.
  • Northwestern Mutual Investment Services fully exited WBI BullBear Global High Income ETF in Q4 2015, selling an estimated $48K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 92% of its $525M portfolio in Q4 2015.
  • Northwestern Mutual Investment Services opened 82 new positions and closed 329 in Q4 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 13% quarter-over-quarter to $525M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2015, filed 16 Feb 2016.