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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+2.48%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$525M
AUM Growth
+$60.7M
Cap. Flow
+$50.4M
Cap. Flow %
9.6%
Top 10 Hldgs %
91.81%
Holding
455
New
82
Increased
23
Reduced
19
Closed
329

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.2M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.8M
3
BND icon
Vanguard Total Bond Market
BND
+$5.99M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.19M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.76M

Top Sells

Rank Stock Value
1
WBIH
WBI BullBear Global High Income ETF
WBIH
+$48K
2
WBII
WBI BullBear Global Income ETF
WBII
+$41K
3
NSC icon
Norfolk Southern
NSC
+$38K
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37K
5
AAPL icon
Apple
AAPL
+$30.6K

Sector Composition

Rank Sector Weight
1 Real Estate 0.01%
2 Financials 0.01%
3 Technology 0.01%
4 Industrials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDS
401
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-64
Closed -$2K
DNKN
402
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-21
Closed -$1K
AMAG
403
DELISTED
AMAG Pharmaceuticals
AMAG
– –
-8
Closed –
BITA
404
DELISTED
Bitauto Holdings Limited
BITA
– –
-18
Closed -$1K
MNTA
405
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-26
Closed –
CHK
406
DELISTED
Chesapeake Energy Corporation
CHK
– –
-1
Closed -$1K
AKRX
407
DELISTED
Akorn Inc
AKRX
– –
-43
Closed -$1K
JCP
408
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-243
Closed -$2K
ZAYO
409
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-100
Closed -$3K
CRZO
410
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-28
Closed -$1K
STI
411
DELISTED
SunTrust Banks, Inc.
STI
– –
-1
Closed –
MDSO
412
DELISTED
Medidata Solutions, Inc.
MDSO
– –
-24
Closed -$1K
WBIB
413
DELISTED
WBI BullBear Value 2000 ETF
WBIB
– –
-269
Closed -$6K
WBIA
414
DELISTED
WBI BullBear Rising Income 2000 ETF
WBIA
– –
-259
Closed -$6K
WBIC
415
DELISTED
WBI BullBear Yield 2000 ETF
WBIC
– –
-616
Closed -$14K
APC
416
DELISTED
Anadarko Petroleum
APC
– –
-1
Closed –
DATA
417
DELISTED
Tableau Software, Inc.
DATA
– –
-22
Closed -$2K
HZNP
418
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-34
Closed -$1K
ESRX
419
DELISTED
Express Scripts Holding Company
ESRX
– –
-192
Closed -$16K
KERX
420
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-49
Closed –
COL
421
DELISTED
Rockwell Collins
COL
– –
-1
Closed –
KS
422
DELISTED
KapStone Paper and Pack Corp.
KS
– –
-43
Closed -$1K
TWX
423
DELISTED
Time Warner Inc
TWX
– –
-1
Closed –
EWEM
424
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
$0 ﹤0.01%
+8
New +$214
BSFT
425
DELISTED
BroadSoft, Inc.
BSFT
– –
-15
Closed –
15 16
17
18 19

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SFP
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Northwestern Mutual Investment Services's Q4 2015 Portfolio in Review

As of Q4 2015, Northwestern Mutual Investment Services held 455 positions worth $525M, up 13% from $465M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

Northwestern Mutual Investment Services deployed $50.4M of net new capital in Q4 2015, opening 82 new positions and adding to 23 existing holdings. Its largest new stake was DNP Select Income Fund: 5,475 shares worth $49K.

By sector, the portfolio is most concentrated in Real Estate at 0.01% of assets, up from 0% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Apple, an estimated $30.6K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2015 buy was DNP Select Income Fund: 5,475 shares worth $49K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $14.2M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2015 reduction was Apple, cutting an estimated $30.6K.
  • Northwestern Mutual Investment Services fully exited WBI BullBear Global High Income ETF in Q4 2015, selling an estimated $48K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 92% of its $525M portfolio in Q4 2015.
  • Northwestern Mutual Investment Services opened 82 new positions and closed 329 in Q4 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 13% quarter-over-quarter to $525M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2015, filed 16 Feb 2016.