We are live on ! Find out more
Northern Trust

Northern Trust Portfolio holdings

AUM $757B
1-Year Est. Return 28.64%
 

Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.

This Fund
S&P 500
This Quarter Est. Return
+0.22%
1 Year Est. Return
+28.64%
3 Year Est. Return
+94.48%
5 Year Est. Return
+125.76%
10 Year Est. Return
+473.22%
AUM
$318B
AUM Growth
-$2.46B
Cap. Flow
+$23.5M
Cap. Flow %
0.01%
Top 10 Hldgs %
14.28%
Holding
4,437
New
203
Increased
2,155
Reduced
1,802
Closed
130

Top Buys

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$312M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$196M
3
AGN
Allergan plc
AGN
+$180M
4
META icon
Meta Platforms (Facebook)
META
+$156M
5
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$116M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$254M
2
XOM icon
ExxonMobil
XOM
+$254M
3
FRX
FOREST LABORATORIES INC
FRX
+$209M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$185M
5
JNJ icon
Johnson & Johnson
JNJ
+$140M

Sector Composition

Rank Sector Weight
1 Financials 14.14%
2 Technology 13.7%
3 Healthcare 12.99%
4 Industrials 10.86%
5 Energy 8.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAF
4226
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$1K ﹤0.01%
12,200
– –
GHI
4227
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$1K ﹤0.01%
13,000
– –
ASMB icon
4228
Assembly Biosciences
ASMB
$516M
– –
-550
Closed -$43K
CHMG icon
4229
Chemung Financial Corp
CHMG
$391M
– –
-30,146
Closed -$890K
CIK
4230
Credit Suisse Asset Management Income Fund
CIK
$134M
$0 ﹤0.01%
+10,289
New +$36.6K
CRT
4231
Cross Timbers Royalty Trust
CRT
$61M
– –
-7,700
Closed -$255K
DXJ icon
4232
WisdomTree Japan Hedged Equity Fund
DXJ
$7.13B
– –
-10,655
Closed -$526K
EES icon
4233
WisdomTree US SmallCap Earnings Fund
EES
$720M
– –
-7,500
Closed -$207K
EFAV icon
4234
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.4B
– –
-6,713
Closed -$439K
EWH icon
4235
iShares MSCI Hong Kong ETF
EWH
$1.25B
– –
-9,580
Closed -$200K
FDUS icon
4236
Fidus Investment
FDUS
$755M
– –
-110,740
Closed -$2.27M
FTF
4237
Franklin Limited Duration Income Trust
FTF
$232M
– –
-10,224
Closed -$134K
GAIN icon
4238
Gladstone Investment Corp
GAIN
$646M
– –
-215,117
Closed -$1.59M
GLAD icon
4239
Gladstone Capital
GLAD
$426M
– –
-96,970
Closed -$1.95M
HDGE icon
4240
AdvisorShares Ranger Equity Bear ETF
HDGE
$59.8M
– –
-1,000
Closed -$118K
HRZN icon
4241
Horizon Technology Finance
HRZN
$300M
– –
-70,107
Closed -$1.02M
HYD icon
4242
VanEck High Yield Muni ETF
HYD
$4.44B
– –
-24,024
Closed -$15K
IDN icon
4243
Intellicheck
IDN
$74.5M
– –
-4,996
Closed -$29K
IYE icon
4244
iShares US Energy ETF
IYE
$1.73B
– –
-3,961
Closed -$225K
IYW icon
4245
iShares US Technology ETF
IYW
$23.5B
– –
-12,080
Closed -$293K
KBWD icon
4246
Invesco KBW High Dividend Yield Financial ETF
KBWD
$411M
– –
-9,593
Closed -$251K
LCNB icon
4247
LCNB Corp
LCNB
$286M
– –
-55,122
Closed -$891K
LEU icon
4248
Centrus Energy
LEU
$3.48B
– –
-1,723
Closed -$58K
LRFC
4249
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-5,191
Closed -$589K
MAIN icon
4250
Main Street Capital
MAIN
$5.06B
– –
-312,550
Closed -$10.3M
168 169
170
171 172

Similar funds

Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Northern Trust's Q3 2014 Portfolio in Review

As of Q3 2014, Northern Trust held 4,437 positions worth $318B, down 0.77% from $321B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Northern Trust's Q3 2014 filing shows 203 new, 2,155 increased, 1,802 reduced and 130 closed positions. Its largest new stake was Weatherford International plc: 4,017,283 shares worth $83.6M. The largest sale was Apple, an estimated $254M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 14% a quarter earlier, followed by Technology and Healthcare.

  • Northern Trust's largest Q3 2014 buy was Weatherford International plc: 4,017,283 shares worth $83.6M.
  • Northern Trust added most to Celgene Corp in Q3 2014, an estimated $312M increase.
  • Northern Trust's biggest Q3 2014 reduction was Apple, cutting an estimated $254M.
  • Northern Trust fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $209M.
  • Northern Trust's ten largest holdings make up 14% of its $318B portfolio in Q3 2014.
  • Northern Trust opened 203 new positions and closed 130 in Q3 2014.
  • Northern Trust's portfolio value fell 0.77% quarter-over-quarter to $318B.

Based on Northern Trust's 13F filing for Q3 2014, filed 13 Nov 2014.