Northern Trust
LRFC

Northern Trust’s Logan Ridge Finance Corp LRFC Stock Holding History

Northern Trust’s Portfolio LRFC Stock Details LRFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-5,191
Closed -$589K – 4328
2014
Q2 		$589K Sell
5,191
-1,610
-24% -$179K ﹤0.01% 3553
2014
Q1 		$787K Sell
6,801
-857
-11% -$102K ﹤0.01% 3454
2013
Q4 		$914K Buy
+7,658
New +$884K ﹤0.01% 3406

Other funds holding LRFC

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
K
Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return
TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AR
Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return
SMDAM
Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return
RIM
Regent Investment Management Louisville, Kentucky $373M AUM 10.22% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
PLFAM
Pineno Levin & Ford Asset Management Richmond, Virginia $340M AUM 24.79% 1-Year Est. Return

Northern Trust's LRFC Position: Q3 2014 in Review

Northern Trust sold out of Logan Ridge Finance Corp (LRFC) in Q3 2014, closing a stake of 5,191 shares — an estimated $589K sold.

Northern Trust first reported a position in LRFC in Q4 2013 and held it in 3 quarters. The position peaked at $914K in Q4 2013. 32 funds tracked by Wall St. Rank hold LRFC as of Q3 2014.

  • Northern Trust reported no remaining Logan Ridge Finance Corp position as of Q3 2014 after selling out during the quarter.
  • Northern Trust sold 5,191 Logan Ridge Finance Corp shares in Q3 2014, an estimated $589K.
  • Northern Trust first reported a position in Logan Ridge Finance Corp in Q4 2013 and held it in 3 quarters.
  • Northern Trust's Logan Ridge Finance Corp position peaked at $914K in Q4 2013.
  • 32 funds tracked by Wall St. Rank held Logan Ridge Finance Corp as of Q3 2014.

Based on Northern Trust's 13F filing for Q3 2014, filed 13 Nov 2014.