U
LRFC

UBS’s Logan Ridge Finance Corp LRFC Stock Holding History

UBS’s Portfolio LRFC Stock Details LRFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$5.19M Sell
48,794
-4,063
-8% -$457K ﹤0.01% 1993
2014
Q2 		$5.99M Buy
52,857
+21,535
+69% +$2.39M ﹤0.01% 1793
2014
Q1 		$3.62M Buy
31,322
+12,007
+62% +$1.43M ﹤0.01% 2177
2013
Q4 		$2.31M Buy
+19,315
New +$2.23M ﹤0.01% 2674

Other funds holding LRFC

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return
K
Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return
TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AR
Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return
SMDAM
Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return
RIM
Regent Investment Management Louisville, Kentucky $373M AUM 10.22% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
PLFAM
Pineno Levin & Ford Asset Management Richmond, Virginia $340M AUM 24.79% 1-Year Est. Return
CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

UBS's LRFC Position: Q3 2014 in Review

UBS reduced its Logan Ridge Finance Corp (LRFC) stake by 7.7% in Q3 2014, selling an estimated $457K and leaving 48,794 shares worth $5.19M. The position accounts for ﹤0.01% of the portfolio, ranked #1993.

UBS first reported a position in LRFC in Q4 2013 and has held it in 4 quarters since. The position peaked at $5.99M in Q2 2014. 32 funds tracked by Wall St. Rank hold LRFC as of Q3 2014.

  • UBS held 48,794 shares of Logan Ridge Finance Corp worth $5.19M as of Q3 2014.
  • UBS sold 4,063 Logan Ridge Finance Corp shares in Q3 2014, an estimated $457K.
  • Logan Ridge Finance Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #1993 holding.
  • UBS first reported a position in Logan Ridge Finance Corp in Q4 2013 and has held it in 4 quarters since.
  • UBS's Logan Ridge Finance Corp position peaked at $5.99M in Q2 2014.
  • 32 funds tracked by Wall St. Rank held Logan Ridge Finance Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.