Sumitomo Mitsui DS Asset Management’s Logan Ridge Finance Corp LRFC Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio LRFC Stock Details LRFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-55,334	Closed	-$4.32M	–	755
2017 Q2	$4.32M	Sell	55,334 -5,431	-9%	-$448K	0.07%	231
2017 Q1	$5.24M	Buy	60,765 +25,969	+75%	+$2.19M	0.09%	207
2016 Q4	$2.7M	Buy	34,796 +20,697	+147%	+$1.59M	0.05%	272
2016 Q3	$1.11M	Buy	14,099 +1,205	+9%	+$106K	0.02%	414
2016 Q2	$1.08M	Sell	12,894 -1,763	-12%	-$143K	0.03%	381
2016 Q1	$1.05M	Buy	14,657 +1,189	+9%	+$80K	0.03%	395
2015 Q4	$976K	Hold	13,468	–	–	0.03%	393
2015 Q3	$1.05M	Hold	13,468	–	–	0.04%	385
2015 Q2	$1.26M	Sell	13,468 -472	-3%	-$49K	0.04%	373
2015 Q1	$1.57M	Sell	13,940 -1,533	-10%	-$171K	0.05%	343
2014 Q4	$1.66M	Sell	15,473 -5,542	-26%	-$610K	0.05%	339
2014 Q3	$2.23M	Hold	21,015	–	–	0.07%	271
2014 Q2	$2.38M	Buy	21,015 +7,160	+52%	+$795K	0.07%	274
2014 Q1	$1.6M	Buy	+13,855	New	+$1.65M	0.05%	360

Other funds holding LRFC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Kemper Chicago, Illinois $1.2M AUM 20.64% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's LRFC Position: Q3 2017 in Review

Sumitomo Mitsui DS Asset Management sold out of Logan Ridge Finance Corp (LRFC) in Q3 2017, closing a stake of 55,334 shares — an estimated $4.32M sold.

Sumitomo Mitsui DS Asset Management first reported a position in LRFC in Q1 2014 and held it in 14 quarters. The position peaked at $5.24M in Q1 2017. 40 funds tracked by Wall St. Rank hold LRFC as of Q3 2017.

Sumitomo Mitsui DS Asset Management reported no remaining Logan Ridge Finance Corp position as of Q3 2017 after selling out during the quarter.
Sumitomo Mitsui DS Asset Management sold 55,334 Logan Ridge Finance Corp shares in Q3 2017, an estimated $4.32M.
Sumitomo Mitsui DS Asset Management first reported a position in Logan Ridge Finance Corp in Q1 2014 and held it in 14 quarters.
Sumitomo Mitsui DS Asset Management's Logan Ridge Finance Corp position peaked at $5.24M in Q1 2017.
40 funds tracked by Wall St. Rank held Logan Ridge Finance Corp as of Q3 2017.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q3 2017, filed 27 Oct 2017.