AAM
LRFC

Advisors Asset Management’s Logan Ridge Finance Corp LRFC Stock Holding History

Advisors Asset Management’s Portfolio LRFC Stock Details LRFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-5,852
Closed -$150K – 1506
2021
Q3 		$150K Sell
5,852
-32
-0.5% -$853 ﹤0.01% 1252
2021
Q2 		$146K Sell
5,884
-5,005
-46% -$109K ﹤0.01% 1254
2021
Q1 		$168K Sell
10,889
-7,562
-41% -$119K ﹤0.01% 1247
2020
Q4 		$264K Sell
18,451
-4,927
-21% -$56.1K ﹤0.01% 1138
2020
Q3 		$220K Sell
23,378
-11,885
-34% -$146K ﹤0.01% 1150
2020
Q2 		$556K Sell
35,263
-9,219
-21% -$167K 0.01% 876
2020
Q1 		$835K Buy
44,482
+2,194
+5% +$95.7K 0.02% 671
2019
Q4 		$2.21M Buy
42,288
+2,269
+6% +$116K 0.04% 506
2019
Q3 		$1.99M Buy
40,019
+2,925
+8% +$152K 0.04% 532
2019
Q2 		$2.1M Buy
37,094
+6,452
+21% +$342K 0.04% 526
2019
Q1 		$1.46M Sell
30,642
-3,748
-11% -$182K 0.03% 680
2018
Q4 		$1.48M Sell
34,390
-1,162
-3% -$56.1K 0.03% 625
2018
Q3 		$1.86M Sell
35,552
-5,546
-13% -$289K 0.03% 629
2018
Q2 		$2.05M Sell
41,098
-20,386
-33% -$998K 0.03% 599
2018
Q1 		$2.62M Sell
61,484
-2,011
-3% -$91.9K 0.04% 525
2017
Q4 		$2.77M Sell
63,495
-5,555
-8% -$271K 0.05% 518
2017
Q3 		$3.95M Sell
69,050
-17,243
-20% -$1.11M 0.07% 408
2017
Q2 		$6.74M Sell
86,293
-11,632
-12% -$959K 0.11% 253
2017
Q1 		$8.44M Sell
97,925
-21,354
-18% -$1.8M 0.14% 199
2016
Q4 		$9.25M Sell
119,279
-12,392
-9% -$951K 0.15% 179
2016
Q3 		$10.4M Sell
131,671
-261
-0.2% -$22.9K 0.17% 161
2016
Q2 		$11.1M Buy
131,932
+14,716
+13% +$1.2M 0.18% 151
2016
Q1 		$8.44M Sell
117,216
-3,905
-3% -$263K 0.14% 211
2015
Q4 		$8.78M Buy
121,121
+9
+0% +$723 0.14% 211
2015
Q3 		$9.43M Buy
121,112
+9,524
+9% +$839K 0.15% 187
2015
Q2 		$10.4M Buy
111,588
+31,784
+40% +$3.3M 0.14% 194
2015
Q1 		$8.98M Buy
79,804
+37,731
+90% +$4.21M 0.12% 220
2014
Q4 		$4.51M Buy
42,073
+36,654
+676% +$4.04M 0.06% 371
2014
Q3 		$576K Buy
+5,419
New +$610K 0.01% 986

Other funds holding LRFC

CFA
Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return
BCM
Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
PCM
Prelude Capital Management New York $1.31B AUM 62.01% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisors Asset Management's LRFC Position: Q4 2021 in Review

Advisors Asset Management sold out of Logan Ridge Finance Corp (LRFC) in Q4 2021, closing a stake of 5,852 shares — an estimated $150K sold.

Advisors Asset Management first reported a position in LRFC in Q3 2014 and held it in 29 quarters. The position peaked at $11.1M in Q2 2016. 17 funds tracked by Wall St. Rank hold LRFC as of Q4 2021.

  • Advisors Asset Management reported no remaining Logan Ridge Finance Corp position as of Q4 2021 after selling out during the quarter.
  • Advisors Asset Management sold 5,852 Logan Ridge Finance Corp shares in Q4 2021, an estimated $150K.
  • Advisors Asset Management first reported a position in Logan Ridge Finance Corp in Q3 2014 and held it in 29 quarters.
  • Advisors Asset Management's Logan Ridge Finance Corp position peaked at $11.1M in Q2 2016.
  • 17 funds tracked by Wall St. Rank held Logan Ridge Finance Corp as of Q4 2021.

Based on Advisors Asset Management's 13F filing for Q4 2021, filed 15 Feb 2022.