Northern Trust

Northern Trust’s BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST BAF Stock Holding History

Northern Trust’s Portfolio BAF Stock Details BAF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-15,499	Closed	-$2K	–	4285
2016 Q4	$2K	Hold	15,499	–	–	﹤0.01%	4174
2016 Q3	$2K	Buy	+15,499	New	+$250K	﹤0.01%	4177
2015 Q2	–	Sell	-12,200	Closed	-$1K	–	4299
2015 Q1	$1K	Hold	12,200	–	–	﹤0.01%	4324
2014 Q4	$1K	Hold	12,200	–	–	﹤0.01%	4264
2014 Q3	$1K	Hold	12,200	–	–	﹤0.01%	4304
2014 Q2	$1K	Hold	12,200	–	–	﹤0.01%	4246
2014 Q1	$1K	Hold	12,200	–	–	﹤0.01%	4171
2013 Q4	$1K	Hold	12,200	–	–	﹤0.01%	4103
2013 Q3	$2K	Hold	12,200	–	–	﹤0.01%	4061
2013 Q2	$2K	Buy	+12,200	New	+$184K	﹤0.01%	4080

Other funds holding BAF

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $133M AUM 13.88% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

First Trust Advisors

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

First Financial Equity Corporation Scottsdale, Arizona $584M AUM

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return