Northern Trust’s ProShares Global Listed Private Equity ETF PEX Stock Holding History

Northern Trust’s Portfolio PEX Stock Details PEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-9,838	Closed	-$404K	–	4323
2015 Q2	$404K	Buy	+9,838	New	+$409K	﹤0.01%	3609

Other funds holding PEX

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Northern Trust's PEX Position: Q3 2015 in Review

Northern Trust sold out of ProShares Global Listed Private Equity ETF (PEX) in Q3 2015, closing a stake of 9,838 shares — an estimated $404K sold.

Northern Trust first reported a position in PEX in Q2 2015 and held it in 1 quarter. The position peaked at $404K in Q2 2015. 10 funds tracked by Wall St. Rank hold PEX as of Q3 2015.

Northern Trust reported no remaining ProShares Global Listed Private Equity ETF position as of Q3 2015 after selling out during the quarter.
Northern Trust sold 9,838 ProShares Global Listed Private Equity ETF shares in Q3 2015, an estimated $404K.
Northern Trust first reported a position in ProShares Global Listed Private Equity ETF in Q2 2015 and held it in 1 quarter.
Northern Trust's ProShares Global Listed Private Equity ETF position peaked at $404K in Q2 2015.
10 funds tracked by Wall St. Rank held ProShares Global Listed Private Equity ETF as of Q3 2015.

Based on Northern Trust's 13F filing for Q3 2015, filed 12 Nov 2015.