D.A. Davidson & Co’s ProShares Global Listed Private Equity ETF PEX Stock Holding History

D.A. Davidson & Co’s Portfolio PEX Stock Details PEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-3,314	Closed	-$121K	–	2327
2015 Q4	$121K	Hold	3,314	–	–	﹤0.01%	1039
2015 Q3	$125K	Hold	3,314	–	–	﹤0.01%	1006
2015 Q2	$136K	Hold	3,314	–	–	﹤0.01%	1019
2015 Q1	$135K	Buy	3,314 +1,572	+90%	+$63.1K	﹤0.01%	1015
2014 Q4	$69K	Buy	+1,742	New	+$70.1K	﹤0.01%	1300

Other funds holding PEX

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

EMA

Efficient Market Advisors San Diego, California $727M AUM 9.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RCA

Rowland Carmichael Advisors Scottsdale, Arizona $316M AUM 18.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

D.A. Davidson & Co's PEX Position: Q1 2016 in Review

D.A. Davidson & Co sold out of ProShares Global Listed Private Equity ETF (PEX) in Q1 2016, closing a stake of 3,314 shares — an estimated $121K sold.

D.A. Davidson & Co first reported a position in PEX in Q4 2014 and held it in 5 quarters. The position peaked at $136K in Q2 2015. 8 funds tracked by Wall St. Rank hold PEX as of Q1 2016.

D.A. Davidson & Co reported no remaining ProShares Global Listed Private Equity ETF position as of Q1 2016 after selling out during the quarter.
D.A. Davidson & Co sold 3,314 ProShares Global Listed Private Equity ETF shares in Q1 2016, an estimated $121K.
D.A. Davidson & Co first reported a position in ProShares Global Listed Private Equity ETF in Q4 2014 and held it in 5 quarters.
D.A. Davidson & Co's ProShares Global Listed Private Equity ETF position peaked at $136K in Q2 2015.
8 funds tracked by Wall St. Rank held ProShares Global Listed Private Equity ETF as of Q1 2016.

Based on D.A. Davidson & Co's 13F filing for Q1 2016, filed 13 May 2016.