Efficient Market Advisors’s ProShares Global Listed Private Equity ETF PEX Stock Holding History

Efficient Market Advisors’s Portfolio PEX Stock Details PEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-7,140	Closed	-$257K	–	48
2016 Q2	$257K	Sell	7,140 -16,824	-70%	-$626K	0.04%	43
2016 Q1	$880K	Sell	23,964 -484	-2%	-$16.5K	0.15%	38
2015 Q4	$898K	Sell	24,448 -23,055	-49%	-$911K	0.19%	43
2015 Q3	$1.8M	Sell	47,503 -4,239	-8%	-$173K	0.43%	28
2015 Q2	$2.12M	Sell	51,742 -9,620	-16%	-$400K	0.49%	26
2015 Q1	$2.5M	Buy	61,362 +24,524	+67%	+$984K	0.58%	25
2014 Q4	$1.47M	Buy	+36,838	New	+$1.48M	0.36%	29

Other funds holding PEX

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Efficient Market Advisors's PEX Position: Q3 2016 in Review

Efficient Market Advisors sold out of ProShares Global Listed Private Equity ETF (PEX) in Q3 2016, closing a stake of 7,140 shares — an estimated $257K sold.

Efficient Market Advisors first reported a position in PEX in Q4 2014 and held it in 7 quarters. The position peaked at $2.5M in Q1 2015. 11 funds tracked by Wall St. Rank hold PEX as of Q3 2016.

Efficient Market Advisors reported no remaining ProShares Global Listed Private Equity ETF position as of Q3 2016 after selling out during the quarter.
Efficient Market Advisors sold 7,140 ProShares Global Listed Private Equity ETF shares in Q3 2016, an estimated $257K.
Efficient Market Advisors first reported a position in ProShares Global Listed Private Equity ETF in Q4 2014 and held it in 7 quarters.
Efficient Market Advisors's ProShares Global Listed Private Equity ETF position peaked at $2.5M in Q1 2015.
11 funds tracked by Wall St. Rank held ProShares Global Listed Private Equity ETF as of Q3 2016.

Based on Efficient Market Advisors's 13F filing for Q3 2016, filed 21 Nov 2016.