Next Financial Group’s ProShares Global Listed Private Equity ETF PEX Stock Holding History

Next Financial Group’s Portfolio PEX Stock Details PEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-825	Closed	-$35K	–	1066
2017 Q3	$35K	Hold	825	–	–	0.01%	804
2017 Q2	$35K	Hold	825	–	–	0.01%	880
2017 Q1	$35K	Buy	825 +92	+13%	+$3.67K	0.01%	836
2016 Q4	$29K	Hold	733	–	–	0.01%	1202
2016 Q3	$28K	Buy	+733	New	+$27.7K	0.01%	1205

Other funds holding PEX

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Next Financial Group's PEX Position: Q4 2017 in Review

Next Financial Group sold out of ProShares Global Listed Private Equity ETF (PEX) in Q4 2017, closing a stake of 825 shares — an estimated $35K sold.

Next Financial Group first reported a position in PEX in Q3 2016 and held it in 5 quarters. The position peaked at $35K in Q3 2017. 14 funds tracked by Wall St. Rank hold PEX as of Q4 2017.

Next Financial Group reported no remaining ProShares Global Listed Private Equity ETF position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 825 ProShares Global Listed Private Equity ETF shares in Q4 2017, an estimated $35K.
Next Financial Group first reported a position in ProShares Global Listed Private Equity ETF in Q3 2016 and held it in 5 quarters.
Next Financial Group's ProShares Global Listed Private Equity ETF position peaked at $35K in Q3 2017.
14 funds tracked by Wall St. Rank held ProShares Global Listed Private Equity ETF as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.