First Allied Advisory Services’s ProShares Global Listed Private Equity ETF PEX Stock Holding History

First Allied Advisory Services’s Portfolio PEX Stock Details PEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,910	Closed	-$100K	–	1471
2019 Q3	$100K	Buy	+2,910	New	+$99.9K	﹤0.01%	1236
2019 Q2	–	Sell	-7,957	Closed	-$262K	–	1233
2019 Q1	$262K	Buy	+7,957	New	+$259K	0.01%	938
2018 Q1	–	Sell	-3,519	Closed	-$126K	–	1371
2017 Q4	$126K	Buy	+3,519	New	+$146K	0.01%	1170
2016 Q1	–	Sell	-5,548	Closed	-$204K	–	1090
2015 Q4	$204K	Buy	+5,548	New	+$219K	0.01%	965

Other funds holding PEX

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

ProShare Advisors Bethesda, Maryland $67.5B AUM 28.09% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Allied Advisory Services's PEX Position: Q4 2019 in Review

First Allied Advisory Services sold out of ProShares Global Listed Private Equity ETF (PEX) in Q4 2019, closing a stake of 2,910 shares — an estimated $100K sold.

First Allied Advisory Services first reported a position in PEX in Q4 2015 and held it in 4 quarters. The position peaked at $262K in Q1 2019. 7 funds tracked by Wall St. Rank hold PEX as of Q4 2019.

First Allied Advisory Services reported no remaining ProShares Global Listed Private Equity ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 2,910 ProShares Global Listed Private Equity ETF shares in Q4 2019, an estimated $100K.
First Allied Advisory Services first reported a position in ProShares Global Listed Private Equity ETF in Q4 2015 and held it in 4 quarters.
First Allied Advisory Services's ProShares Global Listed Private Equity ETF position peaked at $262K in Q1 2019.
7 funds tracked by Wall St. Rank held ProShares Global Listed Private Equity ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.