Northern Trust’s ProShares Short Dow30 DOG Stock Holding History

Northern Trust’s Portfolio DOG Stock Details DOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-2,500	Closed	-$149K	–	4255
2017 Q4	$149K	Buy	+2,500	New	+$156K	﹤0.01%	3893
2015 Q3	–	Sell	-3,000	Closed	-$277K	–	4302
2015 Q2	$277K	Hold	3,000	–	–	﹤0.01%	3713
2015 Q1	$277K	Sell	3,000 -7,250	-71%	-$672K	﹤0.01%	3773
2014 Q4	$954K	Buy	10,250 +5,250	+105%	+$506K	﹤0.01%	3393
2014 Q3	$493K	Hold	5,000	–	–	﹤0.01%	3575
2014 Q2	$504K	Buy	+5,000	New	+$513K	﹤0.01%	3593
2014 Q1	–	Sell	-8,500	Closed	-$888K	–	4182
2013 Q4	$888K	Buy	8,500 +2,500	+42%	+$277K	﹤0.01%	3411
2013 Q3	$693K	Buy	+6,000	New	+$690K	﹤0.01%	3402

Other funds holding DOG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.53B AUM 22.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JWS

Juncture Wealth Strategies Scottsdale, Arizona $384M AUM 27.62% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return

SFS

Sowell Financial Services North Little Rock, Arkansas $3.06B AUM 30.02% 1-Year Est. Return

Northern Trust's DOG Position: Q1 2018 in Review

Northern Trust sold out of ProShares Short Dow30 (DOG) in Q1 2018, closing a stake of 2,500 shares — an estimated $149K sold.

Northern Trust first reported a position in DOG in Q3 2013 and held it in 8 quarters. The position peaked at $954K in Q4 2014. 39 funds tracked by Wall St. Rank hold DOG as of Q1 2018.

Northern Trust reported no remaining ProShares Short Dow30 position as of Q1 2018 after selling out during the quarter.
Northern Trust sold 2,500 ProShares Short Dow30 shares in Q1 2018, an estimated $149K.
Northern Trust first reported a position in ProShares Short Dow30 in Q3 2013 and held it in 8 quarters.
Northern Trust's ProShares Short Dow30 position peaked at $954K in Q4 2014.
39 funds tracked by Wall St. Rank held ProShares Short Dow30 as of Q1 2018.

Based on Northern Trust's 13F filing for Q1 2018, filed 9 May 2018.