Northeast Financial Consultants’s Neuberger Energy Infrastructure and Income Fund Inc NML Stock Holding History

Northeast Financial Consultants’s Portfolio NML Stock Details NML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-20,690	Closed	-$248K	–	138
2015 Q3	$248K	Sell	20,690 -31,000	-60%	-$456K	0.13%	108
2015 Q2	$844K	Hold	51,690	–	–	0.38%	51
2015 Q1	$911K	Buy	51,690 +10,000	+24%	+$183K	0.41%	49
2014 Q4	$734K	Buy	41,690 +24,440	+142%	+$478K	0.39%	54
2014 Q3	$374K	Buy	+17,250	New	+$356K	0.21%	86

Other funds holding NML

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $9.54B AUM 55.06% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Northeast Financial Consultants's NML Position: Q4 2015 in Review

Northeast Financial Consultants sold out of Neuberger Energy Infrastructure and Income Fund Inc (NML) in Q4 2015, closing a stake of 20,690 shares — an estimated $248K sold.

Northeast Financial Consultants first reported a position in NML in Q3 2014 and held it in 5 quarters. The position peaked at $911K in Q1 2015. 38 funds tracked by Wall St. Rank hold NML as of Q4 2015.

Northeast Financial Consultants reported no remaining Neuberger Energy Infrastructure and Income Fund Inc position as of Q4 2015 after selling out during the quarter.
Northeast Financial Consultants sold 20,690 Neuberger Energy Infrastructure and Income Fund Inc shares in Q4 2015, an estimated $248K.
Northeast Financial Consultants first reported a position in Neuberger Energy Infrastructure and Income Fund Inc in Q3 2014 and held it in 5 quarters.
Northeast Financial Consultants's Neuberger Energy Infrastructure and Income Fund Inc position peaked at $911K in Q1 2015.
38 funds tracked by Wall St. Rank held Neuberger Energy Infrastructure and Income Fund Inc as of Q4 2015.

Based on Northeast Financial Consultants's 13F filing for Q4 2015, filed 10 Feb 2016.