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NFG
Norris Financial Group Portfolio holdings
AUM
$251M
1-Year Est. Return
48.4%
This Fund
S&P 500
This Quarter
Est. Return
+9.22%
1 Year Est. Return
+48.4%
3 Year Est. Return
+141.83%
5 Year Est. Return
+207.73%
10 Year Est. Return
–
AUM
$166M
AUM Growth
+$14.5M
(+9.6%)
Cap. Flow
+$2.32M
Cap. Flow
% of AUM
1.4%
Top 10 Holdings %
Top 10 Hldgs %
53.27%
Holding
97
New
14
Increased
20
Reduced
48
Closed
11
Avg Time Held
3.7
quarters
Top 10 Avg Time Held
2.2
quarters
Top 20 Avg Time Held
3.4
quarters
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$8.39M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.26M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$3.26M |
| 4 |
iShares Semiconductor ETF
SOXX
|
+$2.53M |
| 5 |
First Trust Preferred Securities and Income ETF
FPE
|
+$2.52M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$5.97M |
| 2 |
iShares Gold Trust
IAU
|
+$3.58M |
| 3 |
SPDR Gold Trust
GLD
|
+$2.78M |
| 4 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$2.58M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$2.46M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 68.01% |
| 2 | Technology | 11.68% |
| 3 | Healthcare | 6.5% |
| 4 | Industrials | 4.01% |
| 5 | Consumer Discretionary | 2.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$822B
| $25M | 15.07% |
52,589
+9,276
| +21% | +$4.26M |
2019 Q4
8 quarters
|
|
2
Invesco QQQ Trust
QQQ
$497B
| $11.9M | 7.17% |
29,888
+2,494
| +9% | +$963K |
2019 Q4
8 quarters
|
|
|
3
iShares Russell 2000 ETF
IWM
$77.9B
| $8.26M | 4.98% |
+37,121
| New | +$8.39M |
2021 Q4
0 quarters
|
|
4
Aurinia Pharmaceuticals
AUPH
$2.18B
| $8.01M | 4.83% |
350,149
+51,919
| +17% | +$1.23M |
2019 Q4
8 quarters
|
|
5
Apple
AAPL
$4.98T
| $7.5M | 4.52% |
42,229
-9,335
| -18% | -$1.48M |
2019 Q4
8 quarters
|
|
6
First Trust NASDAQ Cybersecurity ETF
CIBR
$18.6B
| $6.62M | 3.99% |
125,323
+37,081
| +42% | +$1.95M |
2021 Q1
3 quarters
|
|
|
7
State Street Financial Select Sector SPDR ETF
XLF
$51B
| $6.3M | 3.8% |
161,434
-62,709
| -28% | -$2.46M |
2021 Q1
3 quarters
|
|
|
8
iShares Semiconductor ETF
SOXX
$45B
| $5.55M | 3.35% |
30,681
+15,063
| +96% | +$2.53M |
2020 Q1
7 quarters
|
|
9
iShares US Medical Devices ETF
IHI
$3.65B
| $4.96M | 2.99% |
75,381
-2,893
| -4% | -$185K |
2021 Q3
1 quarter
|
|
|
10
iShares TIPS Bond ETF
TIP
$14.3B
| $4.25M | 2.56% |
32,858
+25,316
| +336% | +$3.26M |
2021 Q3
1 quarter
|
|
11
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.58B
| $4.16M | 2.51% |
158,063
-3,972
| -2% | -$105K |
2021 Q1
3 quarters
|
|
12
State Street Energy Select Sector SPDR ETF
XLE
$43.2B
| $3.86M | 2.33% |
139,026
-20,620
| -13% | -$583K |
2021 Q1
3 quarters
|
|
13
State Street SPDR S&P Metals & Mining ETF
XME
$4.11B
| $3.47M | 2.09% |
77,448
-327
| -0.4% | -$14.3K |
2021 Q1
3 quarters
|
|
|
14
First Trust Preferred Securities and Income ETF
FPE
$5.94B
| $3.45M | 2.08% |
169,842
+123,795
| +269% | +$2.52M |
2020 Q1
7 quarters
|
|
15
Global X US Infrastructure Development ETF
PAVE
$13.7B
| $3.17M | 1.91% |
109,944
-52,594
| -32% | -$1.46M |
2020 Q4
4 quarters
|
|
16
Microsoft
MSFT
$4.04T
| $3.05M | 1.84% |
9,070
-4,533
| -33% | -$1.47M |
2019 Q4
8 quarters
|
|
17
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$536M
| $2.97M | 1.79% |
43,667
-804
| -2% | -$57.9K |
2020 Q3
5 quarters
|
|
|
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.42B
| $2.82M | 1.7% |
122,279
-104,897
| -46% | -$2.58M |
2021 Q1
3 quarters
|
|
19
iShares Biotechnology ETF
IBB
$10.2B
| $2.36M | 1.43% |
15,480
+811
| +6% | +$126K |
2021 Q2
2 quarters
|
|
|
20
iShares Gold Trust
IAU
$61.7B
| $2.35M | 1.42% |
67,590
-104,827
| -61% | -$3.58M |
2020 Q1
7 quarters
|
|
21
Advanced Micro Devices
AMD
$989B
| $2.31M | 1.39% |
16,061
+5,661
| +54% | +$761K |
2021 Q2
2 quarters
|
|
22
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$248M
| $1.88M | 1.13% |
30,305
-1,444
| -5% | -$89.3K |
2021 Q1
3 quarters
|
|
23
Fortinet
FTNT
$140B
| $1.87M | 1.13% |
26,070
-6,760
| -21% | -$445K |
2020 Q4
4 quarters
|
|
24
FedEx
FDX
$68.8B
| $1.86M | 1.12% |
+7,173
| New | +$1.72M |
2021 Q4
0 quarters
|
|
25
Salesforce
CRM
$196B
| $1.69M | 1.02% |
6,636
+3,054
| +85% | +$858K |
2021 Q3
1 quarter
|
|
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Norris Financial Group's Q4 2021 Portfolio in Review
As of Q4 2021, Norris Financial Group held 97 positions worth $166M, up 9.6% from $151M the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Norris Financial Group's Q4 2021 filing shows 14 new, 20 increased, 48 reduced and 11 closed positions. Its largest new stake was iShares Russell 2000 ETF: 37,121 shares worth $8.26M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $5.97M.
By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 69% a quarter earlier, followed by Technology and Healthcare.
- Norris Financial Group's largest Q4 2021 buy was iShares Russell 2000 ETF: 37,121 shares worth $8.26M.
- Norris Financial Group added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $4.26M increase.
- Norris Financial Group's biggest Q4 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $5.97M.
- Norris Financial Group fully exited General Motors in Q4 2021, selling an estimated $1.13M.
- Norris Financial Group's ten largest holdings make up 53% of its $166M portfolio in Q4 2021.
- Norris Financial Group opened 14 new positions and closed 11 in Q4 2021.
- Norris Financial Group's portfolio value rose 9.6% quarter-over-quarter to $166M.
Based on Norris Financial Group's 13F filing for Q4 2021, filed 20 May 2026.