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NFG

Norris Financial Group Portfolio holdings

AUM $251M
1-Year Est. Return 48.4%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+48.4%
3 Year Est. Return
+141.83%
5 Year Est. Return
+207.73%
10 Year Est. Return
–
AUM
$166M
AUM Growth
+$14.5M
Cap. Flow
+$2.32M
Cap. Flow %
1.4%
Top 10 Hldgs %
53.27%
Holding
97
New
14
Increased
20
Reduced
48
Closed
11

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$8.39M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.26M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.26M
4
SOXX icon
iShares Semiconductor ETF
SOXX
+$2.53M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.52M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.97M
2
IAU icon
iShares Gold Trust
IAU
+$3.58M
3
GLD icon
SPDR Gold Trust
GLD
+$2.78M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.58M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.46M

Sector Composition

Rank Sector Weight
1 Miscellaneous 68.01%
2 Technology 11.68%
3 Healthcare 6.5%
4 Industrials 4.01%
5 Consumer Discretionary 2.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$25M 15.07%
52,589
+9,276
+21% +$4.26M
QQQ icon
2
Invesco QQQ Trust
QQQ
$489B
$11.9M 7.17%
29,888
+2,494
+9% +$963K
IWM icon
3
iShares Russell 2000 ETF
IWM
$80.8B
$8.26M 4.98%
+37,121
New +$8.39M
AUPH icon
4
Aurinia Pharmaceuticals
AUPH
$2.17B
$8.01M 4.83%
350,149
+51,919
+17% +$1.23M
AAPL icon
5
Apple
AAPL
$4.67T
$7.5M 4.52%
42,229
-9,335
-18% -$1.48M
CIBR icon
6
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$6.62M 3.99%
125,323
+37,081
+42% +$1.95M
XLF icon
7
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$6.3M 3.8%
161,434
-62,709
-28% -$2.46M
SOXX icon
8
iShares Semiconductor ETF
SOXX
$41.5B
$5.55M 3.35%
30,681
+15,063
+96% +$2.53M
IHI icon
9
iShares US Medical Devices ETF
IHI
$3.41B
$4.96M 2.99%
75,381
-2,893
-4% -$185K
TIP icon
10
iShares TIPS Bond ETF
TIP
$15B
$4.25M 2.56%
32,858
+25,316
+336% +$3.26M
TDTT icon
11
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.53B
$4.16M 2.51%
158,063
-3,972
-2% -$105K
XLE icon
12
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$3.86M 2.33%
139,026
-20,620
-13% -$583K
XME icon
13
State Street SPDR S&P Metals & Mining ETF
XME
$4.74B
$3.47M 2.09%
77,448
-327
-0.4% -$14.3K
FPE icon
14
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.45M 2.08%
169,842
+123,795
+269% +$2.52M
PAVE icon
15
Global X US Infrastructure Development ETF
PAVE
$13.6B
$3.17M 1.91%
109,944
-52,594
-32% -$1.46M
MSFT icon
16
Microsoft
MSFT
$3.81T
$3.05M 1.84%
9,070
-4,533
-33% -$1.47M
QCLN icon
17
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$572M
$2.97M 1.79%
43,667
-804
-2% -$57.9K
FTGC icon
18
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.23B
$2.82M 1.7%
122,279
-104,897
-46% -$2.58M
IBB icon
19
iShares Biotechnology ETF
IBB
$10.5B
$2.36M 1.43%
15,480
+811
+6% +$126K
IAU icon
20
iShares Gold Trust
IAU
$66.1B
$2.35M 1.42%
67,590
-104,827
-61% -$3.58M
AMD icon
21
Advanced Micro Devices
AMD
$760B
$2.31M 1.39%
16,061
+5,661
+54% +$761K
FXD icon
22
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$267M
$1.88M 1.13%
30,305
-1,444
-5% -$89.3K
FTNT icon
23
Fortinet
FTNT
$122B
$1.87M 1.13%
26,070
-6,760
-21% -$445K
FDX icon
24
FedEx
FDX
$78.3B
$1.86M 1.12%
+7,173
New +$1.72M
CRM icon
25
Salesforce
CRM
$211B
$1.69M 1.02%
6,636
+3,054
+85% +$858K
1
2 3 4

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Norris Financial Group's Q4 2021 Portfolio in Review

As of Q4 2021, Norris Financial Group held 97 positions worth $166M, up 9.6% from $151M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Norris Financial Group's Q4 2021 filing shows 14 new, 20 increased, 48 reduced and 11 closed positions. Its largest new stake was iShares Russell 2000 ETF: 37,121 shares worth $8.26M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $5.97M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 69% a quarter earlier, followed by Technology and Healthcare.

  • Norris Financial Group's largest Q4 2021 buy was iShares Russell 2000 ETF: 37,121 shares worth $8.26M.
  • Norris Financial Group added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $4.26M increase.
  • Norris Financial Group's biggest Q4 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $5.97M.
  • Norris Financial Group fully exited General Motors in Q4 2021, selling an estimated $1.13M.
  • Norris Financial Group's ten largest holdings make up 53% of its $166M portfolio in Q4 2021.
  • Norris Financial Group opened 14 new positions and closed 11 in Q4 2021.
  • Norris Financial Group's portfolio value rose 9.6% quarter-over-quarter to $166M.

Based on Norris Financial Group's 13F filing for Q4 2021, filed 20 May 2026.