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NFG

Norris Financial Group Portfolio holdings

AUM $251M
1-Year Est. Return 48.4%
This Fund
S&P 500
This Quarter Est. Return
+9.25%
1 Year Est. Return
+48.4%
3 Year Est. Return
+141.83%
5 Year Est. Return
+207.73%
10 Year Est. Return
–
AUM
$136M
AUM Growth
+$9.37M
Cap. Flow
+$5.33M
Cap. Flow %
3.92%
Top 10 Hldgs %
47.12%
Holding
98
New
29
Increased
22
Reduced
21
Closed
19

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$6.24M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.27M
3
IAT icon
iShares US Regional Banks ETF
IAT
+$4.08M
4
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.9M
5
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$3.73M

Top Sells

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$7.78M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$5.91M
3
GLD icon
SPDR Gold Trust
GLD
+$3.93M
4
QQEW icon
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
+$3.83M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$3.03M

Sector Composition

Rank Sector Weight
1 Miscellaneous 69.84%
2 Technology 9.43%
3 Consumer Discretionary 4.47%
4 Industrials 4.25%
5 Materials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
1
iShares Gold Trust
IAU
$65.8B
$9.14M 6.71%
281,191
-227,785
-45% -$7.78M
QQQ icon
2
Invesco QQQ Trust
QQQ
$490B
$8.93M 6.56%
27,997
-18,489
-40% -$5.91M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$8.86M 6.5%
22,346
-5,342
-19% -$2.06M
IYT icon
4
iShares US Transportation ETF
IYT
$2.17B
$7.52M 5.52%
116,764
+57,080
+96% +$3.35M
RSP icon
5
Invesco S&P 500 Equal Weight ETF
RSP
$100B
$6.55M 4.81%
+46,248
New +$6.24M
AAPL icon
6
Apple
AAPL
$4.67T
$5.36M 3.93%
43,856
+1,344
+3% +$173K
PAVE icon
7
Global X US Infrastructure Development ETF
PAVE
$13.7B
$4.98M 3.66%
198,774
+119,132
+150% +$2.74M
XLE icon
8
State Street Energy Select Sector SPDR ETF
XLE
$42.2B
$4.54M 3.34%
+185,252
New +$4.27M
IAT icon
9
iShares US Regional Banks ETF
IAT
$659M
$4.37M 3.21%
+77,106
New +$4.08M
FTGC icon
10
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.28B
$3.94M 2.89%
+188,016
New +$3.9M
FXD icon
11
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$264M
$3.86M 2.84%
+66,399
New +$3.73M
SOXX icon
12
iShares Semiconductor ETF
SOXX
$42.8B
$3.68M 2.7%
26,010
+2,721
+12% +$372K
XLF icon
13
State Street Financial Select Sector SPDR ETF
XLF
$55B
$3.59M 2.63%
+105,316
New +$3.38M
GLD icon
14
SPDR Gold Trust
GLD
$150B
$3.41M 2.5%
21,321
-23,361
-52% -$3.93M
TDTT icon
15
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.53B
$3.27M 2.4%
+123,829
New +$3.25M
MSFT icon
16
Microsoft
MSFT
$3.71T
$3.23M 2.37%
13,702
+300
+2% +$69.6K
AUPH icon
17
Aurinia Pharmaceuticals
AUPH
$2.14B
$3.04M 2.23%
233,937
+141,782
+154% +$2.06M
XME icon
18
State Street SPDR S&P Metals & Mining ETF
XME
$4.86B
$2.82M 2.07%
+70,656
New +$2.6M
QCLN icon
19
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$564M
$2.67M 1.96%
38,966
+3,241
+9% +$249K
BABA icon
20
Alibaba
BABA
$281B
$2.34M 1.72%
10,306
+200
+2% +$49.1K
AMZN icon
21
Amazon
AMZN
$2.79T
$1.99M 1.46%
12,840
+100
+0.8% +$15.9K
BLDR icon
22
Builders FirstSource
BLDR
$7.08B
$1.73M 1.27%
37,299
+1,010
+3% +$43K
FTNT icon
23
Fortinet
FTNT
$115B
$1.37M 1.01%
37,140
+30,160
+432% +$987K
VOT icon
24
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.5B
$1.35M 0.99%
6,288
-12,860
-67% -$2.79M
LOGI icon
25
Logitech
LOGI
$14.6B
$1.25M 0.92%
11,980
-16,817
-58% -$1.77M
1
2 3 4

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Norris Financial Group's Q1 2021 Portfolio in Review

As of Q1 2021, Norris Financial Group held 98 positions worth $136M, up 7.4% from $127M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Norris Financial Group deployed $5.33M of net new capital in Q1 2021, opening 29 new positions and adding to 22 existing holdings. Its largest new stake was Invesco S&P 500 Equal Weight ETF: 46,248 shares worth $6.55M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, down from 71% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares Gold Trust, an estimated $7.78M trimmed.

  • Norris Financial Group's largest Q1 2021 buy was Invesco S&P 500 Equal Weight ETF: 46,248 shares worth $6.55M.
  • Norris Financial Group added most to iShares US Transportation ETF in Q1 2021, an estimated $3.35M increase.
  • Norris Financial Group's biggest Q1 2021 reduction was iShares Gold Trust, cutting an estimated $7.78M.
  • Norris Financial Group fully exited State Street SPDR S&P Biotech ETF in Q1 2021, selling an estimated $3.03M.
  • Norris Financial Group's ten largest holdings make up 47% of its $136M portfolio in Q1 2021.
  • Norris Financial Group opened 29 new positions and closed 19 in Q1 2021.
  • Norris Financial Group's portfolio value rose 7.4% quarter-over-quarter to $136M.

Based on Norris Financial Group's 13F filing for Q1 2021, filed 20 May 2026.