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NFG

Norris Financial Group Portfolio holdings

AUM $251M
1-Year Est. Return 48.4%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+48.4%
3 Year Est. Return
+141.83%
5 Year Est. Return
+207.73%
10 Year Est. Return
–
AUM
$151M
AUM Growth
+$2.9M
Cap. Flow
+$1.57M
Cap. Flow %
1.04%
Top 10 Hldgs %
51.13%
Holding
90
New
8
Increased
34
Reduced
32
Closed
7

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.32M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$4.99M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.12M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
AAPL icon
Apple
AAPL
+$1.49M

Top Sells

Rank Stock Value
1
IYT icon
iShares US Transportation ETF
IYT
+$5.84M
2
IAT icon
iShares US Regional Banks ETF
IAT
+$4.05M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.13M
4
BABA icon
Alibaba
BABA
+$2.33M
5
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$1.74M

Sector Composition

Rank Sector Weight
1 Miscellaneous 68.51%
2 Technology 10.92%
3 Healthcare 5.34%
4 Industrials 3.2%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$825B
$18.6M 12.29%
43,313
+21,124
+95% +$9.32M
QQQ icon
2
Invesco QQQ Trust
QQQ
$489B
$9.81M 6.48%
27,394
+7,021
+34% +$2.59M
XLF icon
3
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$8.41M 5.56%
224,143
+110,002
+96% +$4.12M
AAPL icon
4
Apple
AAPL
$4.67T
$7.3M 4.82%
51,564
+10,102
+24% +$1.49M
AUPH icon
5
Aurinia Pharmaceuticals
AUPH
$2.17B
$6.6M 4.36%
298,230
+17,170
+6% +$272K
RSP icon
6
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$6.18M 4.08%
41,218
-20,457
-33% -$3.13M
IAU icon
7
iShares Gold Trust
IAU
$66.1B
$5.76M 3.81%
172,417
-22,095
-11% -$753K
FTGC icon
8
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.23B
$5.48M 3.62%
227,176
-22,888
-9% -$541K
IHI icon
9
iShares US Medical Devices ETF
IHI
$3.41B
$4.91M 3.25%
+78,274
New +$4.99M
CIBR icon
10
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.7B
$4.3M 2.84%
88,242
+21,023
+31% +$1.04M
TDTT icon
11
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.53B
$4.26M 2.82%
162,035
-10,615
-6% -$281K
XLE icon
12
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$4.16M 2.75%
159,646
-20,712
-11% -$513K
PAVE icon
13
Global X US Infrastructure Development ETF
PAVE
$13.6B
$4.13M 2.73%
162,538
-5,286
-3% -$139K
MSFT icon
14
Microsoft
MSFT
$3.81T
$3.83M 2.54%
13,603
-56
-0.4% -$16.3K
GLD icon
15
SPDR Gold Trust
GLD
$149B
$3.26M 2.15%
19,845
-443
-2% -$74.2K
XME icon
16
State Street SPDR S&P Metals & Mining ETF
XME
$4.74B
$3.25M 2.15%
77,775
-21,795
-22% -$943K
QCLN icon
17
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$572M
$2.78M 1.84%
44,471
+208
+0.5% +$13.6K
IBB icon
18
iShares Biotechnology ETF
IBB
$10.5B
$2.37M 1.57%
14,669
+747
+5% +$126K
SOXX icon
19
iShares Semiconductor ETF
SOXX
$41.5B
$2.32M 1.53%
15,618
+2,136
+16% +$325K
FTNT icon
20
Fortinet
FTNT
$122B
$1.92M 1.27%
32,830
-1,410
-4% -$81.6K
FXD icon
21
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$267M
$1.88M 1.24%
31,749
-1,906
-6% -$116K
AMZN icon
22
Amazon
AMZN
$2.87T
$1.83M 1.21%
11,160
-160
-1% -$27.6K
UFOX
23
Defiance Space and Connective Tech ETF
UFOX
$855M
$1.46M 0.97%
40,195
+21,521
+115% +$815K
TGT icon
24
Target
TGT
$74.1B
$1.25M 0.82%
5,445
+16
+0.3% +$4.01K
MS icon
25
Morgan Stanley
MS
$337B
$1.22M 0.81%
12,537
-30
-0.2% -$2.97K
1
2 3 4

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Norris Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, Norris Financial Group held 90 positions worth $151M, up 2% from $148M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Norris Financial Group's Q3 2021 filing shows 8 new, 34 increased, 32 reduced and 7 closed positions. Its largest new stake was iShares US Medical Devices ETF: 78,274 shares worth $4.91M. The largest sale was iShares US Transportation ETF, an estimated $5.84M.

By sector, the portfolio is most concentrated in Miscellaneous at 69% of assets, down from 70% a quarter earlier, followed by Technology and Healthcare.

  • Norris Financial Group's largest Q3 2021 buy was iShares US Medical Devices ETF: 78,274 shares worth $4.91M.
  • Norris Financial Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $9.32M increase.
  • Norris Financial Group's biggest Q3 2021 reduction was iShares US Transportation ETF, cutting an estimated $5.84M.
  • Norris Financial Group fully exited Alibaba in Q3 2021, selling an estimated $2.33M.
  • Norris Financial Group's ten largest holdings make up 51% of its $151M portfolio in Q3 2021.
  • Norris Financial Group opened 8 new positions and closed 7 in Q3 2021.
  • Norris Financial Group's portfolio value rose 2% quarter-over-quarter to $151M.

Based on Norris Financial Group's 13F filing for Q3 2021, filed 20 May 2026.