Nomura Holdings’s Invesco Preferred ETF PGX Stock Holding History

Nomura Holdings’s Portfolio PGX Stock Details PGX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-13,126	Closed	-$180K	–	2228
2013 Q3	$180K	Buy	+13,126	New	+$182K	﹤0.01%	1942

Other funds holding PGX

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HNB

Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Nomura Holdings's PGX Position: Q4 2013 in Review

Nomura Holdings sold out of Invesco Preferred ETF (PGX) in Q4 2013, closing a stake of 13,126 shares — an estimated $180K sold.

Nomura Holdings first reported a position in PGX in Q3 2013 and held it in 1 quarter. The position peaked at $180K in Q3 2013. 136 funds tracked by Wall St. Rank hold PGX as of Q4 2013.

Nomura Holdings reported no remaining Invesco Preferred ETF position as of Q4 2013 after selling out during the quarter.
Nomura Holdings sold 13,126 Invesco Preferred ETF shares in Q4 2013, an estimated $180K.
Nomura Holdings first reported a position in Invesco Preferred ETF in Q3 2013 and held it in 1 quarter.
Nomura Holdings's Invesco Preferred ETF position peaked at $180K in Q3 2013.
136 funds tracked by Wall St. Rank held Invesco Preferred ETF as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.