Nomura Holdings
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Nomura Holdings’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Nomura Holdings’s Portfolio FNX Stock Details FNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-200
Closed -$9K – 2109
2013
Q3 		$9K Buy
+200
New +$8.94K ﹤0.01% 2209

Other funds holding FNX

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
DWA
Dorsey Wright & Associates Pasadena, California $807M AUM 65.46% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AIA
Arrow Investment Advisors Laurel, Maryland $93.9M AUM 10.95% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CM
Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Nomura Holdings's FNX Position: Q4 2013 in Review

Nomura Holdings sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2013, closing a stake of 200 shares — an estimated $9K sold.

Nomura Holdings first reported a position in FNX in Q3 2013 and held it in 1 quarter. The position peaked at $9K in Q3 2013. 59 funds tracked by Wall St. Rank hold FNX as of Q4 2013.

  • Nomura Holdings reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2013 after selling out during the quarter.
  • Nomura Holdings sold 200 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2013, an estimated $9K.
  • Nomura Holdings first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q3 2013 and held it in 1 quarter.
  • Nomura Holdings's First Trust Mid Cap Core AlphaDEX Fund position peaked at $9K in Q3 2013.
  • 59 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.