Next Financial Group’s Diversified Real Asset Income Fd DRA Stock Holding History

Next Financial Group’s Portfolio DRA Stock Details DRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,124	Closed	-$54K	–	2558
2016 Q3	$54K	Buy	3,124 +2,124	+212%	+$36.4K	0.01%	918
2016 Q2	$16K	Hold	1,000	–	–	0.01%	1051
2016 Q1	$15K	Hold	1,000	–	–	0.01%	1045
2015 Q4	$15K	Sell	1,000 -586	-37%	-$9.5K	0.01%	1046
2015 Q3	$25K	Hold	1,586	–	–	0.01%	875
2015 Q2	$27K	Buy	1,586 +500	+46%	+$8.99K	0.01%	893
2015 Q1	$19K	Hold	1,086	–	–	0.01%	1022
2014 Q4	$19K	Sell	1,086 -2,230	-67%	-$39.2K	0.01%	1009
2014 Q3	$59K	Buy	+3,316	New	+$58.8K	0.01%	868

Other funds holding DRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

SCM

Sterneck Capital Management Kansas City, Missouri $223M AUM 17.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

DBT

Dubuque Bank & Trust Dubuque, Iowa $748M AUM 12.31% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Next Financial Group's DRA Position: Q4 2016 in Review

Next Financial Group sold out of Diversified Real Asset Income Fd (DRA) in Q4 2016, closing a stake of 3,124 shares — an estimated $54K sold.

Next Financial Group first reported a position in DRA in Q3 2014 and held it in 9 quarters. The position peaked at $59K in Q3 2014. 59 funds tracked by Wall St. Rank hold DRA as of Q4 2016.

Next Financial Group reported no remaining Diversified Real Asset Income Fd position as of Q4 2016 after selling out during the quarter.
Next Financial Group sold 3,124 Diversified Real Asset Income Fd shares in Q4 2016, an estimated $54K.
Next Financial Group first reported a position in Diversified Real Asset Income Fd in Q3 2014 and held it in 9 quarters.
Next Financial Group's Diversified Real Asset Income Fd position peaked at $59K in Q3 2014.
59 funds tracked by Wall St. Rank held Diversified Real Asset Income Fd as of Q4 2016.

Based on Next Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.