Next Financial Group’s iPath Shiller CAPE ETN CAPD Stock Holding History

Next Financial Group’s Portfolio CAPD Stock Details CAPD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-960	Closed	-$17K	–	2667
2020 Q4	$17K	Hold	960	–	–	﹤0.01%	1617
2020 Q3	$15K	Buy	+960	New	+$14.7K	﹤0.01%	1518
2020 Q2	–	Sell	-1,740	Closed	-$20K	–	2044
2020 Q1	$20K	Hold	1,740	–	–	﹤0.01%	1280
2019 Q4	$26K	Sell	1,740 -560	-24%	-$7.99K	﹤0.01%	1438
2019 Q3	$32K	Hold	2,300	–	–	﹤0.01%	1293
2019 Q2	$31K	Buy	+2,300	New	+$30.5K	﹤0.01%	1324
2019 Q1	–	Sell	-3,310	Closed	-$37K	–	2204
2018 Q4	$37K	Buy	+3,310	New	+$40.3K	0.01%	902
2017 Q3	–	Sell	-3,000	Closed	-$32K	–	1994
2017 Q2	$32K	Buy	+3,000	New	+$31.8K	0.01%	926

Other funds holding CAPD

Waddell & Associates Memphis, Tennessee $2.02B AUM 36.49% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Heritage Trust Oklahoma City, Oklahoma $997M AUM 21.8% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.67B AUM 28.26% 1-Year Est. Return

Bridge Advisory Pasadena, California $210M AUM 21.75% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

ATC

Argent Trust Co Nashville, Tennessee $2.95B AUM 22.66% 1-Year Est. Return

Next Financial Group's CAPD Position: Q1 2021 in Review

Next Financial Group sold out of iPath Shiller CAPE ETN (CAPD) in Q1 2021, closing a stake of 960 shares — an estimated $17K sold.

Next Financial Group first reported a position in CAPD in Q2 2017 and held it in 8 quarters. The position peaked at $37K in Q4 2018. 41 funds tracked by Wall St. Rank hold CAPD as of Q1 2021.

Next Financial Group reported no remaining iPath Shiller CAPE ETN position as of Q1 2021 after selling out during the quarter.
Next Financial Group sold 960 iPath Shiller CAPE ETN shares in Q1 2021, an estimated $17K.
Next Financial Group first reported a position in iPath Shiller CAPE ETN in Q2 2017 and held it in 8 quarters.
Next Financial Group's iPath Shiller CAPE ETN position peaked at $37K in Q4 2018.
41 funds tracked by Wall St. Rank held iPath Shiller CAPE ETN as of Q1 2021.

Based on Next Financial Group's 13F filing for Q1 2021, filed 16 Apr 2021.