Needham Investment Management’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

Needham Investment Management’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-70,000	Closed	-$3.47M	–	88
2019 Q2	$3.47M	Hold	70,000	–	–	1.14%	31
2019 Q1	$3.48M	Hold	70,000	–	–	1.18%	28
2018 Q4	$2.78M	Hold	70,000	–	–	1.04%	32
2018 Q3	$2.9M	Hold	70,000	–	–	0.87%	35
2018 Q2	$2.85M	Hold	70,000	–	–	0.8%	39
2018 Q1	$2.77M	Hold	70,000	–	–	0.79%	38
2017 Q4	$2.95M	Hold	70,000	–	–	0.78%	41
2017 Q3	$3.29M	Hold	70,000	–	–	0.83%	40
2017 Q2	$3.26M	Hold	70,000	–	–	0.87%	41
2017 Q1	$3.17M	Hold	70,000	–	–	0.82%	41
2016 Q4	$2.63M	Hold	70,000	–	–	0.67%	42
2016 Q3	$2.97M	Hold	70,000	–	–	0.78%	40
2016 Q2	$3.13M	Hold	70,000	–	–	0.86%	35
2016 Q1	$3.45M	Hold	70,000	–	–	0.9%	36
2015 Q4	$3.34M	Hold	70,000	–	–	0.83%	35
2015 Q3	$3.46M	Buy	70,000 +17,750	+34%	+$941K	0.87%	37
2015 Q2	$2.78M	Sell	52,250 -17,750	-25%	-$942K	0.6%	48
2015 Q1	$3.62M	Hold	70,000	–	–	0.77%	39
2014 Q4	$3.63M	Hold	70,000	–	–	0.76%	39
2014 Q3	$3.58M	Hold	70,000	–	–	0.79%	38
2014 Q2	$3.5M	Hold	70,000	–	–	0.73%	37
2014 Q1	$4.07M	Hold	70,000	–	–	0.86%	36
2013 Q4	$4.12M	Hold	70,000	–	–	0.85%	35
2013 Q3	$3.66M	Hold	70,000	–	–	0.82%	37
2013 Q2	$3.68M	Buy	+70,000	New	+$3.69M	0.86%	37

Other funds holding OAK

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

GCM

GoodHaven Capital Management Millburn, New Jersey $287M AUM 9.07% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

GBA

Garrison Bradford & Associates New York $92.2M AUM 19.08% 1-Year Est. Return

CSIC

Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Needham Investment Management's OAK Position: Q3 2019 in Review

Needham Investment Management sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q3 2019, closing a stake of 70,000 shares — an estimated $3.47M sold.

Needham Investment Management first reported a position in OAK in Q2 2013 and held it in 25 quarters. The position peaked at $4.12M in Q4 2013. 21 funds tracked by Wall St. Rank hold OAK as of Q3 2019.

Needham Investment Management reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q3 2019 after selling out during the quarter.
Needham Investment Management sold 70,000 OAKTREE CAPITAL GROUP, LLC shares in Q3 2019, an estimated $3.47M.
Needham Investment Management first reported a position in OAKTREE CAPITAL GROUP, LLC in Q2 2013 and held it in 25 quarters.
Needham Investment Management's OAKTREE CAPITAL GROUP, LLC position peaked at $4.12M in Q4 2013.
21 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q3 2019.

Based on Needham Investment Management's 13F filing for Q3 2019, filed 14 Nov 2019.