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UCON icon

NBC Securities’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

NBC Securities’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$917K Buy
36,843
+198
+0.5% +$4.93K 0.06% 321
2026
Q1 		$908K Buy
36,645
+759
+2% +$19.1K 0.07% 301
2025
Q4 		$903K Buy
35,886
+951
+3% +$24K 0.07% 303
2025
Q3 		$880K Sell
34,935
-16,952
-33% -$424K 0.07% 312
2025
Q2 		$1.29M Buy
51,887
+3,762
+8% +$92.8K 0.11% 225
2025
Q1 		$1.19M Buy
48,125
+48,074
+94,263% +$1.19M 0.1% 218
2024
Q4 		$1.28K Sell
51
-48,519
-100% -$1.2M 0.12% 195
2024
Q3 		$1.22M Buy
48,570
+8,811
+22% +$219K 0.1% 209
2024
Q2 		$972K Buy
39,759
+745
+2% +$18.2K 0.09% 242
2024
Q1 		$959K Buy
39,014
+1,018
+3% +$25K 0.09% 243
2023
Q4 		$940K Buy
37,996
+721
+2% +$17.4K 0.09% 217
2023
Q3 		$890K Buy
+37,275
New +$902K 0.1% 216

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

NBC Securities's UCON Position: Q2 2026 in Review

NBC Securities increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 0.54% in Q2 2026, buying an estimated $4.93K and bringing the position to 36,843 shares worth $917K. The position accounts for 0.06% of the portfolio, ranked #321.

NBC Securities first reported a position in UCON in Q3 2023 and has held it in 12 quarters since. The position peaked at $1.29M in Q2 2025. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

  • NBC Securities held 36,843 shares of First Trust Smith Unconstrained Bond ETF worth $917K as of Q2 2026.
  • NBC Securities bought 198 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $4.93K.
  • First Trust Smith Unconstrained Bond ETF made up 0.06% of NBC Securities's portfolio in Q2 2026, its #321 holding.
  • NBC Securities first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2023 and has held it in 12 quarters since.
  • NBC Securities's First Trust Smith Unconstrained Bond ETF position peaked at $1.29M in Q2 2025.
  • 273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on NBC Securities's 13F filing for Q2 2026, filed 21 Jul 2026.