NBC Securities’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

NBC Securities’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-1,150	Closed	-$59K	–	2809
2025 Q2	$59K	Hold	1,150	–	–	﹤0.01%	1248
2025 Q1	$58K	Buy	1,150 +1,149	+114,900%	+$60.9K	﹤0.01%	1117
2024 Q4	$61	Sell	1 -1,149	-100%	-$63.2K	0.01%	1010
2024 Q3	$62K	Hold	1,150	–	–	0.01%	1111
2024 Q2	$58K	Hold	1,150	–	–	0.01%	1093
2024 Q1	$62K	Hold	1,150	–	–	0.01%	1075
2023 Q4	$58K	Hold	1,150	–	–	0.01%	1084
2023 Q3	$51K	Buy	+1,150	New	+$53.8K	0.01%	1128

Other funds holding FNK

TIM

Total Investment Management Scottsdale, Arizona $858M AUM 9.96% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

NBC Securities's FNK Position: Q3 2025 in Review

NBC Securities sold out of First Trust Mid Cap Value AlphaDEX Fund (FNK) in Q3 2025, closing a stake of 1,150 shares — an estimated $59K sold.

NBC Securities first reported a position in FNK in Q3 2023 and held it in 8 quarters. The position peaked at $62K in Q3 2024. 55 funds tracked by Wall St. Rank hold FNK as of Q3 2025.

NBC Securities reported no remaining First Trust Mid Cap Value AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
NBC Securities sold 1,150 First Trust Mid Cap Value AlphaDEX Fund shares in Q3 2025, an estimated $59K.
NBC Securities first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q3 2023 and held it in 8 quarters.
NBC Securities's First Trust Mid Cap Value AlphaDEX Fund position peaked at $62K in Q3 2024.
55 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q3 2025.

Based on NBC Securities's 13F filing for Q3 2025, filed 14 Nov 2025.